Filing Details
- Accession Number:
- 0000820318-14-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-27 16:34:23
- Reporting Period:
- 2014-06-26
- Filing Date:
- 2014-06-27
- Accepted Time:
- 2014-06-27 16:34:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1343837 | Jr D Vincent Mattera | 601 Applehill Court Gibsonia PA 15044 | Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-26 | 7,000 | $8.44 | 137,655 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-26 | 7,000 | $14.20 | 130,655 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-06-27 | 7,000 | $8.44 | 137,655 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-27 | 2,900 | $14.44 | 134,755 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2014-06-26 | 7,000 | $0.00 | 7,000 | $8.44 |
| Common Stock | Option (right to buy) | Disposition | 2014-06-27 | 7,000 | $0.00 | 7,000 | $8.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,000 | 2014-08-13 | No | 4 | M | Direct | |
| 0 | 2014-08-13 | No | 4 | M | Direct |
Footnotes
- The option vested in five equal annual installments beginning on August 13, 2004.
Billionaire Hedge Funds
