Filing Details
- Accession Number:
- 0001441557-14-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-27 14:30:56
- Reporting Period:
- 2014-06-25
- Filing Date:
- 2014-06-27
- Accepted Time:
- 2014-06-27 14:30:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1362180 | Psm Holdings Inc | PSMH | Mortgage Bankers & Loan Correspondents (6162) | 900332127 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1580343 | R. Jeffrey Smith | 5900 Mosteller Dr. Suite #3 Oklahoma City OK 73112 | Executive Vice President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-25 | 20,000 | $0.08 | 1,010,990 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2014-06-25 | 15,000 | $0.10 | 1,025,990 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2014-06-26 | 20,000 | $0.11 | 1,045,990 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,960,000 | Indirect | Spouse |
| Common Stock | 50,000 | Indirect | Entity |
| Common Stock | 20,000 | Indirect | Entity |
| Common Stock | 347,801 | Indirect | Broker |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | $1.00 | 2010-05-25 | 2015-05-25 | 2,000,000 | 2,000,000 | Direct |
| Common Stock | Warrants | $0.40 | 2014-03-13 | 2019-03-13 | 50,000 | 50,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-05-25 | 2,000,000 | 2,000,000 | Direct |
| 2019-03-13 | 50,000 | 50,000 | Direct |
Footnotes
- Shares are held by Spectrum Development, an entity in which Mr. Smiths holds 50% ownership.
- Shares are held by Delaware Investment Company, an entity in which Mr. Smith holds 50% ownership.
Billionaire Hedge Funds
