Filing Details
- Accession Number:
- 0001435164-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-27 13:14:47
- Reporting Period:
- 2013-06-15
- Filing Date:
- 2014-06-27
- Accepted Time:
- 2014-06-27 13:14:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1453099 | Cerebain Biotech Corp. | DDOOD | Wholesale-Medical, Dental & Hospital Equipment & Supplies (5047) | 261974399 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1435164 | D. Wesley Tate | 13455 Noel Road Suite 1000 Dallas TX 75240 | Chief Financial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-16 | 47,203 | $1.10 | 47,203 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-06-16 | 25,000 | $1.50 | 72,203 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Options | Acquisiton | 2013-06-15 | 50,000 | $0.00 | 50,000 | $5.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,000 | 2013-06-15 | 2023-06-15 | No | 4 | A | Direct |
Footnotes
- The 50,000 options vest 10,000 on June 15th of each year beginning June 15, 2013. The options expire ten years after they vest.
- The shares were issued for debt and payable conversion of $51,922.79.
- The shares were issued in lieu of a retention bonus of $37,500.