Filing Details

Accession Number:
0001435164-14-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-27 13:14:47
Reporting Period:
2013-06-15
Filing Date:
2014-06-27
Accepted Time:
2014-06-27 13:14:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1453099 Cerebain Biotech Corp. DDOOD Wholesale-Medical, Dental & Hospital Equipment & Supplies (5047) 261974399
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1435164 D. Wesley Tate 13455 Noel Road
Suite 1000
Dallas TX 75240
Chief Financial Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-16 47,203 $1.10 47,203 No 4 P Direct
Common Stock Acquisiton 2014-06-16 25,000 $1.50 72,203 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Options Acquisiton 2013-06-15 50,000 $0.00 50,000 $5.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,000 2013-06-15 2023-06-15 No 4 A Direct
Footnotes
  1. The 50,000 options vest 10,000 on June 15th of each year beginning June 15, 2013. The options expire ten years after they vest.
  2. The shares were issued for debt and payable conversion of $51,922.79.
  3. The shares were issued in lieu of a retention bonus of $37,500.