Filing Details
- Accession Number:
- 0001127602-14-021716
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-27 09:10:36
- Reporting Period:
- 2014-06-25
- Filing Date:
- 2014-06-27
- Accepted Time:
- 2014-06-27 09:10:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456722 | Muktesh Pant | 14841 North Dallas Parkway Dallas TX 75254 | Ceo Kfc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-25 | 12,866 | $26.53 | 25,682 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-25 | 12,866 | $82.00 | 12,816 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-06-25 | 12,866 | $0.00 | 12,866 | $26.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-07-21 | 2015-07-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,993 | Indirect | By 401(k) Account |
Footnotes
- Pursuant to 10b5-1 Plan
Billionaire Hedge Funds
