Filing Details
- Accession Number:
- 0001209191-14-043983
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-26 21:45:49
- Reporting Period:
- 2014-06-24
- Filing Date:
- 2014-06-26
- Accepted Time:
- 2014-06-26 21:45:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1600470 | Eclipse Resources Corp | ECR | Crude Petroleum & Natural Gas (1311) | 464812998 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1142791 | Martin D Phillips | 2121 Old Gatesburg Road Suite 110 State College PA 16803 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-06-24 | 138,500,000 | $0.00 | 138,500,000 | No | 4 | J | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2014-06-24 | 8,800,000 | $0.00 | 129,700,000 | No | 4 | J | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-06-24 | 3,766,343 | $0.00 | 3,766,343 | No | 4 | J | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-06-24 | 2,092,413 | $0.00 | 2,092,413 | No | 4 | J | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-06-24 | 2,845,976 | $0.00 | 2,845,976 | No | 4 | J | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2014-06-25 | 3,766,343 | $25.58 | 0 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2014-06-25 | 2,092,413 | $25.58 | 0 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2014-06-25 | 2,845,976 | $25.58 | 0 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Footnotes
- Eclipse Resources Holdings, L.P. ("Eclipse Holdings") acquired 138,500,000 shares of common stock of Eclipse Resources Corporation (the "Issuer") in connection with a corporate reorganization contemporaneous with the initial public offering of the common stock of the Issuer (the "IPO").
- These securities are directly held by Eclipse Resources Holdings, L.P. ("Eclipse Holdings").
- These securities are directly held by EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII").
- These securities are directly held by EnCap Energy Capital Fund VIII Co-Investors, L.P. ("EnCap Fund VIII Co-Invest").
- These securities are directly held by EnCap Energy Capital Fund IX, L.P. ("EnCap Fund IX").
- EnCap Fund VIII, EnCap Fund VIII Co-Invest and EnCap Fund IX (collectively, the "EnCap Funds") collectively own 100% of the Class A Units of Eclipse Holdings. Accordingly, the EnCap Funds may be deemed to beneficially own the reported securities.
- The EnCap Funds are controlled indirectly by David B. Miller, D. Martin Phillips, Gary R. Petersen, and Robert L. Zorich, who are the controlling members of RNBD GP LLC ("RNBD"). Any action taken by RNBD to dispose or acquire securities has to be unanimously approved by all four members. RNBD is the sole member of EnCap Investments GP, L.L.C. ("EnCap Investments GP"), which is the general partner of EnCap Investments L.P. ("EnCap Investments LP"), which is the general partner of EnCap Equity Fund VIII GP, L.P. ("EnCap Fund VIII GP") and EnCap Equity Fund IX GP, L.P. ("EnCap Fund IX GP"). EnCap Fund VIII GP is the sole general partner of each of EnCap Energy Capital Fund VIII, L.P. and EnCap Energy Capital Fund VIII Co-Investors, L.P. EnCap Fund IX GP is the sole general partner of EnCap Fund IX.
- (Continued from footnote 7) Therefore, Messrs. Miller, Phillips, Petersen and Zorich, RNBD, EnCap Investments GP, EnCap Investments LP, EnCap Fund VIII GP and EnCap Fund IX GP may be deemed to beneficially own the reported securities.
- The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
- Pro-rata distribution by Eclipse Holdings to its limited partners.
- Pro-rata distribution by Eclipse Holdings to EnCap Fund VIII.
- Pro-rata distribution by Eclipse Holdings to EnCap Fund VIII Co-Invest.
- Pro-rata distribution by Eclipse Holdings to EnCap Fund IX.
- Sale in connection with the IPO.