Filing Details
- Accession Number:
- 0001127602-14-021713
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-26 20:14:52
- Reporting Period:
- 2014-06-24
- Filing Date:
- 2014-06-26
- Accepted Time:
- 2014-06-26 20:14:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1288776 | Google Inc. | GOOG | Services-Computer Programming, Data Processing, Etc. (7370) | 770493581 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1242463 | E Eric Schmidt | C/O Google Inc. 1600 Amphitheatre Parkway Mountain View CA 94043 | Executive Chairman Of Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class C Capital Stock | Disposition | 2014-06-24 | 338 | $570.60 | 5,696 | No | 4 | S | Indirect | By Schmidt Ocean Institute |
Class C Capital Stock | Disposition | 2014-06-24 | 368 | $571.37 | 5,328 | No | 4 | S | Indirect | By Schmidt Ocean Institute |
Class C Capital Stock | Disposition | 2014-06-24 | 40 | $572.29 | 5,288 | No | 4 | S | Indirect | By Schmidt Ocean Institute |
Class C Capital Stock | Disposition | 2014-06-24 | 793 | $561.66 | 77,819 | No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
Class C Capital Stock | Disposition | 2014-06-24 | 1,301 | $562.56 | 76,518 | No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
Class C Capital Stock | Disposition | 2014-06-24 | 640 | $563.52 | 75,878 | No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
Class C Capital Stock | Disposition | 2014-06-24 | 3,308 | $564.53 | 72,570 | No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
Class C Capital Stock | Disposition | 2014-06-24 | 1,924 | $565.32 | 70,646 | No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
Class C Capital Stock | Disposition | 2014-06-24 | 736 | $566.39 | 69,910 | No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
Class C Capital Stock | Disposition | 2014-06-24 | 1,697 | $567.63 | 68,213 | No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
Class C Capital Stock | Disposition | 2014-06-24 | 2,942 | $568.51 | 65,271 | No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
Class C Capital Stock | Disposition | 2014-06-24 | 5,472 | $569.55 | 59,799 | No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
Class C Capital Stock | Disposition | 2014-06-24 | 3,347 | $570.60 | 56,452 | No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
Class C Capital Stock | Disposition | 2014-06-24 | 3,648 | $571.37 | 52,804 | No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
Class C Capital Stock | Disposition | 2014-06-24 | 396 | $572.29 | 52,408 | No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Schmidt Ocean Institute |
No | 4 | S | Indirect | By Schmidt Ocean Institute |
No | 4 | S | Indirect | By Schmidt Ocean Institute |
No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
No | 4 | S | Indirect | By Schmidt Science and Philanthropic Foundation |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class C Capital Stock | 1,237,406 | Direct | |
Class C Capital Stock | 13,784 | Indirect | By The Schmidt Family Foundation |
Class C Capital Stock | 149,782 | Indirect | By Schmidt Investments LP |
Class C Capital Stock | 693,086 | Indirect | By Schmidt Investments LP Fund II |
Class C Capital Stock | 2,503,750 | Indirect | By The Schmidt Family Living Trust |
Class A Common Stock | 43,097 | Direct | |
Class C Google Stock Unit | 17,048 | Direct | |
Class C Google Stock Unit | 87,862 | Direct | |
Class A Common Stock | 13,784 | Indirect | By The Schmidt Family Foundation |
Class A Google Stock Unit | 17,048 | Direct | |
Class A Google Stock Unit | 87,862 | Direct | |
Class A Common Stock | 5,288 | Indirect | By Schmidt Ocean Institute |
Class A Common Stock | 52,408 | Indirect | By Schmidt Science and Philanthropic Foundation |
Class C Google Stock Unit | 1,550 | Direct | |
Class C Google Stock Unit | 796 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 1,194,309 | 1,194,309 | Direct | ||
Class A Common Stock | Class B Common Stock | $0.00 | 149,782 | 149,782 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 693,086 | 693,086 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,503,750 | 2,503,750 | Indirect | ||
Class A Common Stock | Option To Purchase Class A Common Stock | $612.00 | 2021-02-02 | 181,840 | 181,840 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,194,309 | 1,194,309 | Direct | |
149,782 | 149,782 | Indirect | |
693,086 | 693,086 | Indirect | |
2,503,750 | 2,503,750 | Indirect | |
2021-02-02 | 181,840 | 181,840 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $570.01 to $571.00, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $571.01 to $572.00, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $572.01 to $573.00, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $561.04 to $562.00, inclusive. The Reporting Person undertakes to provide to any security holder of Google Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (12) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $562.01 to $563.00, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $563.01 to $564.00, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $564.01 to $565.00, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $565.01 to $566.00, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $566.01 to $567.00, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $567.01 to $568.00, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $568.01 to $569.00, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $569.01 to $570.00, inclusive.
- Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
- On January 29, 2014, Google Inc. declared a stock dividend, as a result of which all holders of record of Class A Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding (the "Stock Dividend"). These GSUs were previously reported as GSUs entitling the Reporting Person to receive one share of Google Inc.'s Class A Common Stock for each share underlying the GSU as the GSU vests. As a result of the Stock Dividend, these GSUs were adjusted and each share underlying the GSU now corresponds to one share of Class A Common Stock and one share of Class C Capital Stock.
- The Class C Google Stock Units ("Class C GSUs") entitle the Reporting Person to receive one share of Google Inc.'s Class C Capital Stock for each share underlying the Class C GSU as the Class C GSU vests. This grant vest as follows: 1/4th of the grant vests 12 months after vesting commencement date and 1/16th each quarter thereafter until the units are fully vested, subject to continued employment with Google on the applicable vesting dates.
- This grant vests as follow: 1/16th of the grant will vest on May 25, 2015, and an additional 1/16th will vest quarterly on the 25th day of the month until GSUs are fully vested, subject to continued employment on such vesting dates.
- The GSUs vest as follows: 1/4th of the GSUs shall vest 12 months after vesting commencement date and 1/16th each quarter thereafter until the units are fully vested, subject to continued employment with Google on the applicable vesting dates.
- The GSUs vest as follow: 1/16th of the GSUs will vest on May 25, 2015, and an additional 1/16th will vest quarterly on the 25th day of the month until GSUs are fully vested, subject to continued employment on such vesting dates.
- This grant vests as follows: 5/8 of the 8,266 shares vest on September 25, 2013 and 1/16th of the remaining grant will vest on November 2, 2013 and each quarter thereafter, subject to continued employment on the applicable vesting dates.
- This grant vests as follows: 31/48 of the 4,773 shares vest on September 25, 2013 and 1/48th of the remaining shares will vest on October 2, 2013 and each month thereafter until the entire grant is fully vested, subject to continued employment with Google on the applicable vesting dates.
- All shares are exercisable as of the transaction date.
- There is no expiration date for the Issuer's Class B Common Stock.
- The option provided for vesting as follows: 25% of the option shall vest 12 months after vesting commencement date and 1/48th of shares shall vest each month thereafter until the option is fully vested, subject to continued employment with Google on the applicable vesting dates.