Filing Details

Accession Number:
0001127602-14-021713
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-26 20:14:52
Reporting Period:
2014-06-24
Filing Date:
2014-06-26
Accepted Time:
2014-06-26 20:14:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288776 Google Inc. GOOG Services-Computer Programming, Data Processing, Etc. (7370) 770493581
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1242463 E Eric Schmidt C/O Google Inc.
1600 Amphitheatre Parkway
Mountain View CA 94043
Executive Chairman Of Board Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class C Capital Stock Disposition 2014-06-24 338 $570.60 5,696 No 4 S Indirect By Schmidt Ocean Institute
Class C Capital Stock Disposition 2014-06-24 368 $571.37 5,328 No 4 S Indirect By Schmidt Ocean Institute
Class C Capital Stock Disposition 2014-06-24 40 $572.29 5,288 No 4 S Indirect By Schmidt Ocean Institute
Class C Capital Stock Disposition 2014-06-24 793 $561.66 77,819 No 4 S Indirect By Schmidt Science and Philanthropic Foundation
Class C Capital Stock Disposition 2014-06-24 1,301 $562.56 76,518 No 4 S Indirect By Schmidt Science and Philanthropic Foundation
Class C Capital Stock Disposition 2014-06-24 640 $563.52 75,878 No 4 S Indirect By Schmidt Science and Philanthropic Foundation
Class C Capital Stock Disposition 2014-06-24 3,308 $564.53 72,570 No 4 S Indirect By Schmidt Science and Philanthropic Foundation
Class C Capital Stock Disposition 2014-06-24 1,924 $565.32 70,646 No 4 S Indirect By Schmidt Science and Philanthropic Foundation
Class C Capital Stock Disposition 2014-06-24 736 $566.39 69,910 No 4 S Indirect By Schmidt Science and Philanthropic Foundation
Class C Capital Stock Disposition 2014-06-24 1,697 $567.63 68,213 No 4 S Indirect By Schmidt Science and Philanthropic Foundation
Class C Capital Stock Disposition 2014-06-24 2,942 $568.51 65,271 No 4 S Indirect By Schmidt Science and Philanthropic Foundation
Class C Capital Stock Disposition 2014-06-24 5,472 $569.55 59,799 No 4 S Indirect By Schmidt Science and Philanthropic Foundation
Class C Capital Stock Disposition 2014-06-24 3,347 $570.60 56,452 No 4 S Indirect By Schmidt Science and Philanthropic Foundation
Class C Capital Stock Disposition 2014-06-24 3,648 $571.37 52,804 No 4 S Indirect By Schmidt Science and Philanthropic Foundation
Class C Capital Stock Disposition 2014-06-24 396 $572.29 52,408 No 4 S Indirect By Schmidt Science and Philanthropic Foundation
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Schmidt Ocean Institute
No 4 S Indirect By Schmidt Ocean Institute
No 4 S Indirect By Schmidt Ocean Institute
No 4 S Indirect By Schmidt Science and Philanthropic Foundation
No 4 S Indirect By Schmidt Science and Philanthropic Foundation
No 4 S Indirect By Schmidt Science and Philanthropic Foundation
No 4 S Indirect By Schmidt Science and Philanthropic Foundation
No 4 S Indirect By Schmidt Science and Philanthropic Foundation
No 4 S Indirect By Schmidt Science and Philanthropic Foundation
No 4 S Indirect By Schmidt Science and Philanthropic Foundation
No 4 S Indirect By Schmidt Science and Philanthropic Foundation
No 4 S Indirect By Schmidt Science and Philanthropic Foundation
No 4 S Indirect By Schmidt Science and Philanthropic Foundation
No 4 S Indirect By Schmidt Science and Philanthropic Foundation
No 4 S Indirect By Schmidt Science and Philanthropic Foundation
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class C Capital Stock 1,237,406 Direct
Class C Capital Stock 13,784 Indirect By The Schmidt Family Foundation
Class C Capital Stock 149,782 Indirect By Schmidt Investments LP
Class C Capital Stock 693,086 Indirect By Schmidt Investments LP Fund II
Class C Capital Stock 2,503,750 Indirect By The Schmidt Family Living Trust
Class A Common Stock 43,097 Direct
Class C Google Stock Unit 17,048 Direct
Class C Google Stock Unit 87,862 Direct
Class A Common Stock 13,784 Indirect By The Schmidt Family Foundation
Class A Google Stock Unit 17,048 Direct
Class A Google Stock Unit 87,862 Direct
Class A Common Stock 5,288 Indirect By Schmidt Ocean Institute
Class A Common Stock 52,408 Indirect By Schmidt Science and Philanthropic Foundation
Class C Google Stock Unit 1,550 Direct
Class C Google Stock Unit 796 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 1,194,309 1,194,309 Direct
Class A Common Stock Class B Common Stock $0.00 149,782 149,782 Indirect
Class A Common Stock Class B Common Stock $0.00 693,086 693,086 Indirect
Class A Common Stock Class B Common Stock $0.00 2,503,750 2,503,750 Indirect
Class A Common Stock Option To Purchase Class A Common Stock $612.00 2021-02-02 181,840 181,840 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,194,309 1,194,309 Direct
149,782 149,782 Indirect
693,086 693,086 Indirect
2,503,750 2,503,750 Indirect
2021-02-02 181,840 181,840 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $570.01 to $571.00, inclusive.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $571.01 to $572.00, inclusive.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $572.01 to $573.00, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $561.04 to $562.00, inclusive. The Reporting Person undertakes to provide to any security holder of Google Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (12) to this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $562.01 to $563.00, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $563.01 to $564.00, inclusive.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $564.01 to $565.00, inclusive.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $565.01 to $566.00, inclusive.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $566.01 to $567.00, inclusive.
  10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $567.01 to $568.00, inclusive.
  11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $568.01 to $569.00, inclusive.
  12. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $569.01 to $570.00, inclusive.
  13. Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
  14. On January 29, 2014, Google Inc. declared a stock dividend, as a result of which all holders of record of Class A Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding (the "Stock Dividend"). These GSUs were previously reported as GSUs entitling the Reporting Person to receive one share of Google Inc.'s Class A Common Stock for each share underlying the GSU as the GSU vests. As a result of the Stock Dividend, these GSUs were adjusted and each share underlying the GSU now corresponds to one share of Class A Common Stock and one share of Class C Capital Stock.
  15. The Class C Google Stock Units ("Class C GSUs") entitle the Reporting Person to receive one share of Google Inc.'s Class C Capital Stock for each share underlying the Class C GSU as the Class C GSU vests. This grant vest as follows: 1/4th of the grant vests 12 months after vesting commencement date and 1/16th each quarter thereafter until the units are fully vested, subject to continued employment with Google on the applicable vesting dates.
  16. This grant vests as follow: 1/16th of the grant will vest on May 25, 2015, and an additional 1/16th will vest quarterly on the 25th day of the month until GSUs are fully vested, subject to continued employment on such vesting dates.
  17. The GSUs vest as follows: 1/4th of the GSUs shall vest 12 months after vesting commencement date and 1/16th each quarter thereafter until the units are fully vested, subject to continued employment with Google on the applicable vesting dates.
  18. The GSUs vest as follow: 1/16th of the GSUs will vest on May 25, 2015, and an additional 1/16th will vest quarterly on the 25th day of the month until GSUs are fully vested, subject to continued employment on such vesting dates.
  19. This grant vests as follows: 5/8 of the 8,266 shares vest on September 25, 2013 and 1/16th of the remaining grant will vest on November 2, 2013 and each quarter thereafter, subject to continued employment on the applicable vesting dates.
  20. This grant vests as follows: 31/48 of the 4,773 shares vest on September 25, 2013 and 1/48th of the remaining shares will vest on October 2, 2013 and each month thereafter until the entire grant is fully vested, subject to continued employment with Google on the applicable vesting dates.
  21. All shares are exercisable as of the transaction date.
  22. There is no expiration date for the Issuer's Class B Common Stock.
  23. The option provided for vesting as follows: 25% of the option shall vest 12 months after vesting commencement date and 1/48th of shares shall vest each month thereafter until the option is fully vested, subject to continued employment with Google on the applicable vesting dates.