Filing Details
- Accession Number:
- 0001140361-14-026806
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-26 17:13:26
- Reporting Period:
- 2014-06-24
- Filing Date:
- 2014-06-26
- Accepted Time:
- 2014-06-26 17:13:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
870826 | Valuevision Media Inc | VVTV | Retail-Catalog & Mail-Order Houses (5961) | 411673770 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
40545 | General Electric Co | 3135 Easton Turnpike W3F Fairfield CT 06828 | No | No | Yes | No | |
40554 | General Electric Capital Corp | 901 Main Avenue Norwalk CT 06851-1168 | No | No | Yes | No | |
1093083 | Ge Capital Equity Investments Inc | 201 Merritt 7 Norwalk CT 06851 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-24 | 6,000,000 | $0.75 | 6,000,000 | No | 4 | X | Direct | |
Common Stock | Disposition | 2014-06-24 | 941,259 | $4.78 | 5,058,741 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (right to buy) | Disposition | 2014-06-24 | 6,000,000 | $0.00 | 6,000,000 | $0.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-02-25 | 2019-02-25 | No | 4 | X | Direct |
Footnotes
- GE Capital Equity Investments, Inc. ("GECEI") paid the exercise price on a cashless basis, resulting in the Issuer withholding 941,259 of the warrant shares to pay the exercise price and issuing to GECEI the remaining 5,058,741 shares. The Issuer also paid $2.40 to GECEI in lieu of a fractional share.
- Directly owned by GECEI. Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GECEI is a wholly-owned subsidiary of GE Capital. See Exhibit 99.1, incorporated by reference herein.