Filing Details
- Accession Number:
- 0001209191-14-043820
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-26 16:16:52
- Reporting Period:
- 2014-06-24
- Filing Date:
- 2014-06-26
- Accepted Time:
- 2014-06-26 16:16:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880807 | American Superconductor Corp | AMSC | Motors & Generators (3621) | 042959321 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1195842 | A David Henry | C/O American Superconductor 64 Jackson Road Devens MA 01434 | Evp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-06-24 | 11,250 | $1.49 | 243,433 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,424 | Indirect | 401(k) Plan |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan. The primary purpose of such sales was to pay personal income taxes that were due upon the vesting of restricted stock on June 24, 2014.
- The disposition transaction was executed in muliple trades at prices ranging from $1.455-$1.530. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
- Following all the transactions reported on this Form 4, the reporting person holds 243,433 shares directly.
- Following all the transactions reported on this Form 4, the reporting person holds 7,424 shares indirectly through the company's 401(k) plan as of May 31, 2014.