Filing Details
- Accession Number:
- 0001225208-14-015607
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-26 15:19:00
- Reporting Period:
- 2014-06-25
- Filing Date:
- 2014-06-26
- Accepted Time:
- 2014-06-26 15:19:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1062438 | Pulaski Financial Corp | PULB | Savings Institution, Federally Chartered (6035) | 431816913 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200839 | R Michael Hogan | 12300 Olive Boulevard St. Louis MO 63141 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-25 | 45,167 | $11.07 | 110,717 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2014-06-25 | 22,584 | $11.07 | 133,301 | No | 4 | J | Direct | |
| Preferred Stock (Series A) | Disposition | 2014-06-25 | 250 | $0.00 | 0 | No | 4 | J | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | J | Direct | |
| No | 4 | J | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 419 | Indirect | By Stock Award |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualfied Stock Option (right to buy) | $16.70 | 2007-06-21 | 2016-06-21 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-06-21 | 10,000 | 10,000 | Direct |
Footnotes
- Reporting person exchanged shares of preferred stock for shares of common stock of Pulaski Financial Corp at a price of $11.07 per share.
- Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan will vest on January 30, 2015.
- Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.
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