Filing Details

Accession Number:
0001566598-14-000004
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-06-26 11:04:13
Reporting Period:
2014-06-12
Filing Date:
2014-06-26
Accepted Time:
2014-06-26 11:04:13
Original Submission Date:
2014-06-13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1025877 Dcb Financial Corp DCBF.OB State Commercial Banks (6022) 311469837
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566598 Alan Roger Lossing P.o. Box 1001
Lewis Center OH 43035
Svp Wealth Management No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Dcb Financial Corp Common Stock Acquisiton 2014-06-12 10,000 $6.95 35,003 No 4 P Indirect IRA
Dcb Financial Corp Common Stock Acquisiton 2014-06-12 5,000 $6.95 10,000 No 4 P Indirect See Note 2
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect IRA
No 4 P Indirect See Note 2
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Dcb Financial Corp Common Stock 1,126 Indirect 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Dcb Financial Corp Common Stock DCBF Employee Stock Options-Calls $4.50 2013-12-31 2022-12-20 3,222 3,222 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-12-20 3,222 3,222 Direct
Footnotes
  1. The number includes 25,003 shares which were previously reported as being directly owned by filer. Number of shares has been corrected. Shares were always maintinaed in filer's IRA account.
  2. Shares purchased by Bexley Park Financial Partnership. Filer is the general partner for Bexley Park Financial Partnership and controls the voting and disposition of the shares. Filer is also a .003 percentage owner in the partnership.
  3. The options were granted 12/21/2012 and vest in five equal installments of 20 percent each year beginning one year after the grant of the options.