Filing Details

Accession Number:
0001209191-14-043672
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-25 19:30:30
Reporting Period:
2014-06-23
Filing Date:
2014-06-25
Accepted Time:
2014-06-25 19:30:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1459266 Zs Pharma Inc. ZSPH Pharmaceutical Preparations (2834) 263305698
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1356034 Devon Park Bioventures Lp 1400 Liberty Ridge Drive, Suite 103
Wayne PA 19087
No No Yes No
1610919 Devon Park Associates, L.p. 1400 Liberty Ridge Drive, Suite 103
Wayne PA 19087
No No Yes No
1610920 Devon Park Associates, Llc 1400 Liberty Ridge Drive, Suite 103
Wayne PA 19087
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-23 1,422,901 $0.00 1,432,649 No 4 C Direct
Common Stock Acquisiton 2014-06-23 824,913 $0.00 2,257,562 No 4 C Direct
Common Stock Acquisiton 2014-06-23 168,910 $0.00 2,426,472 No 4 C Direct
Common Stock Acquisiton 2014-06-23 160,000 $18.00 2,586,472 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2014-06-23 1,422,901 $0.00 1,422,901 $0.00
Common Stock Series C Preferred Stock Disposition 2014-06-23 824,913 $0.00 824,913 $0.00
Common Stock Series D Preferred Stock Disposition 2014-06-23 168,910 $0.00 168,910 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,748 Indirect See Footnote
Footnotes
  1. Devon Park Associates, L.P. is the holder of record of 9,748 shares of common stock of the Issuer ("Common Stock"). Devon Park Associates, LLC is the general partner of Devon Park Associates, L.P., which is the general partner of Devon Park Bioventures, L.P. Messrs. Marc Ostro, Christopher Moller and Devang Kantesaria are the founding members and managing directors of Devon Park Associates, LLC. Each such founding member (the "Founding Member") may be deemed to have shared voting and investment power over the shares beneficially owned by Devon Park Associates, L.P. and Devon Park Associates, LLC as described above. Each Founding Member disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Founding Members are the beneficial owners of such securities for Section 16 or any other purpose.
  2. Devon Park Bioventures, L.P. is the holder of record of shares of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock ("Preferred Stock"), shares of Common Stock issued upon conversion of the Preferred Stock and the 160,000 shares of Common Stock purchased as reported by this Form 4. Devon Park Associates, LLC is the general partner of Devon Park Associates, L.P., which is the general partner of Devon Park Bioventures, L.P. The Founding Members are the managing directors of Devon Park Associates, LLC and each such Founding Member may be deemed to have shared voting and investment power over the shares beneficially owned by the funds as described above. Each Founding Member disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Founding Members are the beneficial owners of such securities for Section 16 or any other purpose.
  3. The shares of Preferred Stock were converted into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering and has no expiration date.