Filing Details
- Accession Number:
- 0000820318-14-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-25 16:15:41
- Reporting Period:
- 2014-06-24
- Filing Date:
- 2014-06-25
- Accepted Time:
- 2014-06-25 16:15:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191458 | J Francis Kramer | 10491 Allante Court Gibsonia PA 15044 | President & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-24 | 3,000 | $8.44 | 412,362 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-06-24 | 2,000 | $14.26 | 410,362 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | Disposition | 2014-06-24 | 3,000 | $0.00 | 3,000 | $8.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-08-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 285,401 | Indirect | By Spousal Limited Access Trust |
Footnotes
- The reporting person disclaims beneficial ownership of shares owned by his spouse.
- The option vested in five equal annual installments beginning on August 13, 2004.