Filing Details
- Accession Number:
- 0001387131-14-002284
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-24 20:14:19
- Reporting Period:
- 2014-06-20
- Filing Date:
- 2014-06-24
- Accepted Time:
- 2014-06-24 19:14:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1483496 | Red Mountain Resources Inc. | RDMP | Crude Petroleum & Natural Gas (1311) | 271739487 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1524517 | W Alan Barksdale | 2515 Mckinney Avenue, Suite 900 Dallas, TX 75201 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-20 | 989 | $4.40 | 1,100,989 | No | 4 | P | Indirect | See Footnotes |
10.0% Series A Cumulative Redeemable Preferred Stock | Acquisiton | 2014-06-20 | 500 | $22.49 | 500 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2014-06-20 | 500 | $0.01 | 1,250 | $10.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
500 | 2014-06-20 | No | 4 | P | Indirect |
Footnotes
- On January 31, 2014, Red Mountain Resources, Inc. (the "Issuer") effected a reverse stock split of its outstanding common stock (the "Common Stock") at a ratio of one-for-ten (1:10), as reported in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on February 4, 2014. The share amounts reported in this statement have been adjusted to give effect to the reverse stock split.
- Represents securities directly beneficially owned by AWB Enterprises, Inc. Alan W. Barksdale is the sole shareholder of AWB Enterprises, Inc., and, in such capacity, he may be deemed to indirectly beneficially own the securities beneficially owned by AWB Enterprises, Inc.
- Neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Barksdale is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act") or otherwise, the beneficial owner of any securities covered by this statement. Mr. Barksdale disclaims beneficial ownership of the securities covered by this statement, except to the extent of his pecuniary interest therein.
- Mr. Barksdale may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Mr. Barksdale declares that neither the filing of this statement nor anything herein shall be construed as an admission that he is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
- Represents securities directly beneficially owned by The StoneStreet Group, Inc. Mr. Barksdale is the sole shareholder of The StoneStreet Group, Inc., and, in such capacity, he may be deemed to indirectly beneficially own the securities beneficially owned by The StoneStreet Group, Inc.
- The Warrants will expire on the earlier of (i) August 8, 2016, or (ii) the first day on which the Common Stock is traded on its principal securities exchange or securities market ("Trading Day") that is at least 30 days after the date that the Issuer has provided notice to the holders of the Warrants by filing a Current Report on Form 8-K with the Securities and Exchange Commission stating that the Common Stock has (A) achieved an average volume-weighted average price of $15.00 per share or more over a period of 20 consecutive Trading Days and (B) traded, in the aggregate, 300,000 shares or more over the same 20 consecutive Trading Days.