Home > Insider Trading > Filing (0000045012-14-000251)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
45012	Halliburton Co	HAL	Oil & Gas Field Services, Nec (1389)	752677995

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1198405	J David Lesar	3000 N. Sam Houston Parkway E. Houston TX 77032	Chairman, Pres. And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2014-06-20	10,000	$69.99	566,372	No	4	S	Direct
Common Stock	Acquisiton	2014-06-20	32,100	$29.35	598,472	No	4	M	Direct
Common Stock	Disposition	2014-06-20	32,100	$69.99	566,372	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option to Buy Common Stock	Disposition	2014-06-20	32,100	$0.00	128,400	$29.35
Common Stock	Call Option (obligation to sell)	Disposition	2014-06-20	215	$496.22	21,500	$70.00
Common Stock	Put Option (right to sell)	Acquisiton	2014-06-20	215	$494.76	21,500	$70.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
96,300	2009-12-01	2019-12-01	No	4	M	Direct
215	2014-06-20	2015-01-17	No	4	S	Direct
215	2014-06-20	2015-01-17	No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,308	Indirect	By Spouse

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Option to Buy Common Stock	$50.62	2013-12-04	2023-12-04	137,900	137,900	Direct
Common Stock	Option to Buy Common Stock	$33.50	2012-12-05	2022-12-05	208,900	208,900	Direct
Common Stock	Option to Buy Common Stock	$35.57	2011-12-06	2021-12-06	141,900	141,900	Direct
Common Stock	Option to Buy Common Stock	$39.19	2010-12-01	2020-12-01	108,000	108,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2023-12-04	137,900	137,900	Direct
2022-12-05	208,900	208,900	Direct
2021-12-06	141,900	141,900	Direct
2020-12-01	108,000	108,000	Direct

Footnotes

The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2014.
Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2014.
The Reporting Person sold call options and purchased put options to protect the value of shares designated by the Reporting Person to fulfill a pledge for a charitable donation to be made in 2015.
The price reported in Column 8 is a weighted average price. These call option contracts were sold in multiple transactions at prices ranging from $496.00 and $499.00, inclusive. The Reporting Person undertakes to provide to Halliburton Company, any security holder of Halliburton Company, or the staff of the Securities and Exchange Commission, full information regarding the number of call option contracts sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
The price reported in Column 8 is a weighted average price. These put option contracts were acquired in multiple transactions at prices ranging from $492.00 and $495.00, inclusive. The Reporting Person undertakes to provide to Halliburton Company, any security holder of Halliburton Company, or the staff of the Securities and Exchange Commission, full information regarding the number of put option contracts acquired at each separate price within the ranges set forth in footnote (5) to this Form 4.