Filing Details
- Accession Number:
- 0001010549-14-000315
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-24 15:18:25
- Reporting Period:
- 2014-06-23
- Filing Date:
- 2014-06-24
- Accepted Time:
- 2014-06-24 15:18:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
17313 | Capital Southwest Corp | CSWC | () | 751072796 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1556002 | Bailey Matthew Golden | C/O Capital Southwest Corporation 12900 Preston Road, Ste. 700 Dallas TX 75230 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-23 | 1,500 | $35.36 | 1,500 | No | 4 | P | Indirect | Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,000 | Indirect | Trust |