Filing Details
- Accession Number:
- 0001181431-14-024861
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-24 14:02:08
- Reporting Period:
- 2014-06-20
- Filing Date:
- 2014-06-24
- Accepted Time:
- 2014-06-24 14:02:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
8504 | Enerjex Resources Inc. | ENRJ | Crude Petroleum & Natural Gas (1311) | 880422242 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1407604 | Atticus R Lowe | 1205 Coast Village Road Montecito CA 93108 | Vice President | No | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-20 | 161,177 | $0.00 | 439,597 | No | 4 | P | Indirect | Shares held by Montecito Venture Partners, LLC |
10% Series A Cumulative Redeemable Perpetual Preferred Stock | Acquisiton | 2014-06-20 | 56,990 | $0.00 | 56,990 | No | 4 | P | Indirect | Shares held by Montecito Venture Partners, LLC |
Series A Preferred Stock | Disposition | 2014-06-20 | 2,417,660 | $0.00 | 0 | No | 4 | S | Indirect | Shares held by Montecito Venture Partners, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Shares held by Montecito Venture Partners, LLC |
No | 4 | P | Indirect | Shares held by Montecito Venture Partners, LLC |
No | 4 | S | Indirect | Shares held by Montecito Venture Partners, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,572 | Indirect | Shares held in IRA |
Common Stock | 3,439,524 | Indirect | Shares held by West Coast Opportunity Fund, LLC |
Footnotes
- These shares were received as part of an Exchange Agreement by and among the Registrant and its existing series A preferred holders. As consideration for entering into the Exchange Agreement, each existing series A preferred holder received 1 share of common stock.
- These shares were received as part of an Exchange Agreement by and among the Registrant and its existing series A preferred holders. Pursuant to the Exchange Agreement, each holder received a number of shares equal to the quotient determiend by dividing (x) the stockholder's undisbursed Series A Preferential Dividended, by (y) the New Series A Original Issue Price per share.
- On May 30, 2014, the Registrant field a 1-for-15 reverse stock split of the outstanding common stock as of that date.
- Shares are held by Montecito Venture Partners, LLC, which Reporting Person serves on the board of managers.
- Shares are held by West Coast Opportunity Fund, LLC for the benefit of its members. The members are the beneficial owners of the shares reported herein. Some of the members are affiliated with the Reporting Person. The investments held by West Coast Opportunity Fund, LLC are managed by West Coast Asset Management, Inc. Reporting Person serves on the investment committee of West Coast Asset Management, Inc.