Filing Details

Accession Number:
0001181431-14-024861
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-24 14:02:08
Reporting Period:
2014-06-20
Filing Date:
2014-06-24
Accepted Time:
2014-06-24 14:02:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
8504 Enerjex Resources Inc. ENRJ Crude Petroleum & Natural Gas (1311) 880422242
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1407604 Atticus R Lowe 1205 Coast Village Road
Montecito CA 93108
Vice President No Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-20 161,177 $0.00 439,597 No 4 P Indirect Shares held by Montecito Venture Partners, LLC
10% Series A Cumulative Redeemable Perpetual Preferred Stock Acquisiton 2014-06-20 56,990 $0.00 56,990 No 4 P Indirect Shares held by Montecito Venture Partners, LLC
Series A Preferred Stock Disposition 2014-06-20 2,417,660 $0.00 0 No 4 S Indirect Shares held by Montecito Venture Partners, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Shares held by Montecito Venture Partners, LLC
No 4 P Indirect Shares held by Montecito Venture Partners, LLC
No 4 S Indirect Shares held by Montecito Venture Partners, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,572 Indirect Shares held in IRA
Common Stock 3,439,524 Indirect Shares held by West Coast Opportunity Fund, LLC
Footnotes
  1. These shares were received as part of an Exchange Agreement by and among the Registrant and its existing series A preferred holders. As consideration for entering into the Exchange Agreement, each existing series A preferred holder received 1 share of common stock.
  2. These shares were received as part of an Exchange Agreement by and among the Registrant and its existing series A preferred holders. Pursuant to the Exchange Agreement, each holder received a number of shares equal to the quotient determiend by dividing (x) the stockholder's undisbursed Series A Preferential Dividended, by (y) the New Series A Original Issue Price per share.
  3. On May 30, 2014, the Registrant field a 1-for-15 reverse stock split of the outstanding common stock as of that date.
  4. Shares are held by Montecito Venture Partners, LLC, which Reporting Person serves on the board of managers.
  5. Shares are held by West Coast Opportunity Fund, LLC for the benefit of its members. The members are the beneficial owners of the shares reported herein. Some of the members are affiliated with the Reporting Person. The investments held by West Coast Opportunity Fund, LLC are managed by West Coast Asset Management, Inc. Reporting Person serves on the investment committee of West Coast Asset Management, Inc.