Filing Details
- Accession Number:
- 0001181431-14-024860
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-24 14:01:52
- Reporting Period:
- 2014-06-20
- Filing Date:
- 2014-06-24
- Accepted Time:
- 2014-06-24 14:01:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
8504 | Enerjex Resources Inc. | ENRJ | Crude Petroleum & Natural Gas (1311) | 880422242 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1308037 | Montecito Venture Partners Llc | 1205 Coast Village Road Montecito CA 93108 | No | No | Yes | No | |
1407604 | Atticus R Lowe | 1205 Coast Village Road Montecito CA 93108 | No | No | Yes | No | |
1407605 | W Lance Helfert | 1205 Coast Village Road Montecito CA 93108 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-20 | 161,177 | $0.00 | 439,597 | No | 4 | P | Direct | |
10% Series A Cumulative Redeemable Perpetual Preferred Stock | Acquisiton | 2014-06-20 | 56,990 | $0.00 | 56,990 | No | 4 | P | Direct | |
Series A Preferred Stock | Disposition | 2014-06-20 | 2,417,660 | $0.00 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares were received as part of an Exchange Agreement by and among the Registrant and its existing series A preferred holders. As consideration for entering into the Exchange Agreement, each existing series A preferred holder received 1 share of common stock.
- These shares were received as part of an Exchange Agreement by and among the Registrant and its existing series A preferred holders. Pursuant to the Exchange Agreement, each holder received a number of shares equal to the quotient determiend by dividing (x) the stockholder's undisbursed Series A Preferential Dividended, by (y) the New Series A Original Issue Price per share.