Filing Details

Accession Number:
0001181431-14-024860
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-24 14:01:52
Reporting Period:
2014-06-20
Filing Date:
2014-06-24
Accepted Time:
2014-06-24 14:01:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
8504 Enerjex Resources Inc. ENRJ Crude Petroleum & Natural Gas (1311) 880422242
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1308037 Montecito Venture Partners Llc 1205 Coast Village Road
Montecito CA 93108
No No Yes No
1407604 Atticus R Lowe 1205 Coast Village Road
Montecito CA 93108
No No Yes No
1407605 W Lance Helfert 1205 Coast Village Road
Montecito CA 93108
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-20 161,177 $0.00 439,597 No 4 P Direct
10% Series A Cumulative Redeemable Perpetual Preferred Stock Acquisiton 2014-06-20 56,990 $0.00 56,990 No 4 P Direct
Series A Preferred Stock Disposition 2014-06-20 2,417,660 $0.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 S Direct
Footnotes
  1. These shares were received as part of an Exchange Agreement by and among the Registrant and its existing series A preferred holders. As consideration for entering into the Exchange Agreement, each existing series A preferred holder received 1 share of common stock.
  2. These shares were received as part of an Exchange Agreement by and among the Registrant and its existing series A preferred holders. Pursuant to the Exchange Agreement, each holder received a number of shares equal to the quotient determiend by dividing (x) the stockholder's undisbursed Series A Preferential Dividended, by (y) the New Series A Original Issue Price per share.