Filing Details
- Accession Number:
- 0001437749-14-011719
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-23 21:30:41
- Reporting Period:
- 2014-06-19
- Filing Date:
- 2014-06-23
- Accepted Time:
- 2014-06-23 21:30:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1089143 | Collectors Universe Inc | CLCT | Services-Business Services, Nec (7389) | 330846191 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1260341 | A Deborah Farrington | C/O Collectors Universe, Inc. P.o. Box 6280 Newport Beach CA 92658 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-19 | 16,500 | $17.82 | 52,958 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-06-20 | 10,253 | $20.25 | 42,705 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-06-23 | 6,247 | $20.10 | 36,458 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-05-20 | 2,061 | $0.00 | 34,397 | No | 5 | G | Direct | |
Common Stock | Disposition | 2014-05-21 | 469 | $0.00 | 33,928 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-06-19 | 16,500 | $0.00 | 16,500 | $17.82 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-06-06 | 2014-12-05 | No | 4 | M | Direct |