Filing Details

Accession Number:
0001605304-14-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-23 17:33:54
Reporting Period:
2014-06-19
Filing Date:
2014-06-23
Accepted Time:
2014-06-23 17:33:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1597131 Glori Energy Inc. GLRI Crude Petroleum & Natural Gas (1311) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1605304 Lee Larry Aschebrook 205 N. Michigan Ave.
Suite 3770
Chicago IL 60601
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-04-14 23,561 $0.00 23,561 No 5 J Direct
Common Stock Disposition 2014-06-19 1,614 $11.30 21,947 No 4 S Direct
Common Stock Acquisiton 2014-04-14 3,020 $0.00 3,020 No 5 J Indirect By IRA
Common Stock Acquisiton 2014-04-14 12,823 $0.00 13,081 No 5 J Indirect By Gentry Financial Holdings Group LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 J Direct
No 4 S Direct
No 5 J Indirect By IRA
No 5 J Indirect By Gentry Financial Holdings Group LLC
Footnotes
  1. Reflects the pro-rata distribution of 910,052 shares by Gentry-Glori Energy Investment LLC, 238,903 shares by Gentry-Glori Energy Investment II LLC, 101,032 shares by Gentry-Glori Energy Investment III LLC, and 252,381 shares by Gentry Technology Fund I, LLC to their fundholders.
  2. 12,823 shares are owned by Gentry Financial Holdings Group LLC. Larry Aschebrook is the founder and Chief Executive Officer of Gentry Financial Holdings Group LLC. Larry Aschebrook disclaims beneficial ownership of such shares except to the extent of his pecuniary interests in such shares, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.