Filing Details
- Accession Number:
- 0001605304-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-23 17:33:54
- Reporting Period:
- 2014-06-19
- Filing Date:
- 2014-06-23
- Accepted Time:
- 2014-06-23 17:33:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1597131 | Glori Energy Inc. | GLRI | Crude Petroleum & Natural Gas (1311) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1605304 | Lee Larry Aschebrook | 205 N. Michigan Ave. Suite 3770 Chicago IL 60601 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-04-14 | 23,561 | $0.00 | 23,561 | No | 5 | J | Direct | |
Common Stock | Disposition | 2014-06-19 | 1,614 | $11.30 | 21,947 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-04-14 | 3,020 | $0.00 | 3,020 | No | 5 | J | Indirect | By IRA |
Common Stock | Acquisiton | 2014-04-14 | 12,823 | $0.00 | 13,081 | No | 5 | J | Indirect | By Gentry Financial Holdings Group LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 4 | S | Direct | |
No | 5 | J | Indirect | By IRA |
No | 5 | J | Indirect | By Gentry Financial Holdings Group LLC |
Footnotes
- Reflects the pro-rata distribution of 910,052 shares by Gentry-Glori Energy Investment LLC, 238,903 shares by Gentry-Glori Energy Investment II LLC, 101,032 shares by Gentry-Glori Energy Investment III LLC, and 252,381 shares by Gentry Technology Fund I, LLC to their fundholders.
- 12,823 shares are owned by Gentry Financial Holdings Group LLC. Larry Aschebrook is the founder and Chief Executive Officer of Gentry Financial Holdings Group LLC. Larry Aschebrook disclaims beneficial ownership of such shares except to the extent of his pecuniary interests in such shares, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.