Filing Details

Accession Number:
0001144204-14-038990
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-23 13:19:10
Reporting Period:
2014-06-19
Filing Date:
2014-06-23
Accepted Time:
2014-06-23 13:19:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1083220 Xcel Brands Inc. XELB Patent Owners & Lessors (6794) 760307819
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1530941 Mark Disanto C/O Triple Crown Corp.,
5351 Jaycee Avenue
Harrisburg PA 17112
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-19 333,333 $0.00 863,217 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2014-06-19 46,053 $0.00 46,053 $5.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
108,303 2013-06-05 2018-06-05 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 60,000 Indirect See Footnote
Common Stock 46,868 Direct
Footnotes
  1. The reporting person paid an aggregate purchase price of $1,499,998.50 was paid to purchase the 333,333 shares and 46,053 warrants reported on this Form 4.
  2. Represents shares held by The Mark X. DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting and dispositive power.
  3. Represents shares required by three trusts of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting and dispositive power.