Filing Details
- Accession Number:
- 0001144204-14-038942
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-23 10:27:12
- Reporting Period:
- 2014-06-19
- Filing Date:
- 2014-06-23
- Accepted Time:
- 2014-06-23 09:27:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490013 | Full Circle Capital Corp | FULL | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498701 | Edward John Stuart | 800 Westchester Ave., Suite S-620 Rye Brook NY 10573 | Chairman And Co-Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-19 | 1,000 | $7.40 | 28,430 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-06-19 | 4,000 | $7.40 | 14,451 | No | 4 | P | Indirect | By John E. Stuart GST Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By John E. Stuart GST Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,000 | Indirect | By Michele G. Stuart |
Common Stock | 6,258 | Indirect | By Mary E. Stuart 2001 Grantor Trust |
Common Stock | 237 | Indirect | By Full Circle Investments, LLC |
Common Stock | 120 | Indirect | By Full Circle Advisors, LLC |
Footnotes
- Includes 99 shares acquired through Dividend Reinvestment Plan.
- Amount represents 237 shares owned by Full Circle Investments LLC, of which Mr. Stuart is a managing member thereof.
- Amount represents 120 shares owned by Full Circle Advisors LLC, of which Mr. Stuart is a managing member thereof.