Filing Details

Accession Number:
0001104659-14-047532
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-20 19:00:12
Reporting Period:
2014-06-18
Filing Date:
2014-06-20
Accepted Time:
2014-06-20 18:00:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1528837 Sanchez Energy Corp SN Crude Petroleum & Natural Gas (1311) 453090102
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1060529 Jr R Antonio Sanchez 1111 Bagby Street, Suite 1800
Houston TX 77002
Exec. Chairman Of The Bod Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-06-18 325,000 $35.25 846,143 No 4 S Direct
Common Stock Disposition 2014-06-18 375,000 $35.25 879,472 No 4 S Indirect By Sanchez Oil & Gas Corporation
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect By Sanchez Oil & Gas Corporation
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 175,036 Indirect By 1988 Trust No. 13
Common Stock 26,213 Indirect By Alicia M. Sanchez Charitable Lead Annuity Trust
Common Stock 707,333 Indirect By Sanexco, Ltd.
Common Stock 371,836 Indirect By 1988 Trust No. 11
Common Stock 371,836 Indirect By 1988 Trust No. 12
Common Stock 371,836 Indirect By 1988 Trust No. 14
Common Stock 707,333 Indirect By San Juan Oil & Gas No. 2, Ltd.
Common Stock 474,800 Indirect By AEP Ltd. Partnership
Footnotes
  1. The Common Stock was sold pursuant to an underwritten offering. The price to the public was $35.25 and underwriting discounts and commissions were $1.67.
  2. On June 18, 2014, SEP Management I, LLC ("SEP Management") transferred 113,366 shares of Common Stock, for no consideration, to Sanchez Oil & Gas Corporation ("SOG"), resulting in a change in the form of beneficial ownership with no change in pecuniary interest, pursuant to Rule 16a-13 under the Securities Exchange Act of 1934. These 113,366 shares were owned directly by SEP Management before the transfer. SEP Management is a wholly-owned subsidiary of SOG. SOG is managed by Antonio R. Sanchez, III and Reporting Person.
  3. These shares are owned directly by SOG. SOG is managed by Reporting Person and Antonio R. Sanchez, III. Reporting Person may be deemed to share voting and dispositive power over the shares held by SOG. Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by Reporting Person of the reported securities for purposes of Section 16 or any other purpose.
  4. These shares are owned directly by the following trusts (the "Trusts"), respectively: (i) 1988 Trust No. 11: co-trustee/beneficiary Antonio R. Sanchez, III; (ii) 1988 Trust No. 12: co-trustee/beneficiary Ana Lee Sanchez Jacobs; (iii) 1988 Trust No. 13 co-trustee/beneficiary Eduardo Sanchez; and (iv) 1988 Trust No. 14 co-trustee/beneficiary Patricio Sanchez. Reporting Person is a co-trustee, along with the respective co-trustees and beneficiaries listed next to the name of the Trust above, of each of the Trusts set forth above. Reporting Person may be deemed to share voting and dispositive power over the shares held by the Trusts. Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by Reporting Person of the reported securities for purposes of Section 16 or any other purpose.
  5. These shares are owned directly by the Alicia M. Sanchez Charitable Lead Annuity Trust ("CLAT"). Reporting Person is the sole trustee of CLAT. Reporting Person disclaims beneficial ownership of the reported securities except to the extent of the pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by Reporting Person of the reported securities for purposes of Section 16 or any other purpose.
  6. These shares are owned directly by Sanexco, Ltd. ("Sanexco"). Sanexco is controlled by its general partner, Sanchez Management Corporation ("SMC"), which is managed by Reporting Person. Reporting Person may be deemed to share voting and dispositive power over the shares held by Sanexco. Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by Reporting Person of the reported securities for purposes of Section 16 or any other purpose.
  7. These shares are owned directly by San Juan Oil & Gas No. 2, Ltd. ("San Juan"). San Juan is controlled by its general partner, SMC, which is managed by Reporting Person. Reporting Person may be deemed to share voting and dispositive power over the shares held by San Juan. Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by Reporting Person of the reported securities for purposes of Section 16 or any other purpose.
  8. These shares are owned directly by AEP Ltd. Partnership ("AEP"). AEP is controlled by its general partner, Reporting Person. Reporting Person may be deemed to share voting and dispositive power over the shares held by AEP. Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by Reporting Person of the reported securities for purposes of Section 16 or any other purpose.