Filing Details
- Accession Number:
- 0001592747-14-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-20 17:53:34
- Reporting Period:
- 2014-06-20
- Filing Date:
- 2014-06-20
- Accepted Time:
- 2014-06-20 17:53:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1477246 | S&W Seed Co | SANW | Agricultural Production-Crops (100) | 271275784 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1559854 | G Fred Fabre | P.o. Box 235 Five Points CA 93624 | Vp Of Sales And Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-06-20 | 5,000 | $6.37 | 215,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- These sales were made pursuant to a Rule 10b5-1 predefined trading plan enacted for tax and planning purposes.