Filing Details
- Accession Number:
- 0001181431-14-024606
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-20 12:18:46
- Reporting Period:
- 2014-06-19
- Filing Date:
- 2014-06-20
- Accepted Time:
- 2014-06-20 12:18:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1371217 | Enteromedics Inc | ETRM | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1411874 | Cathy Friedman | 2800 Patton Road St. Paul MN 55113 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-19 | 11,800 | $1.70 | 11,800 | No | 4 | P | Indirect | Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Family Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $44.77 | 2007-04-27 | 2017-04-27 | 4,578 | 4,578 | Direct |
| Common Stock | Stock Option (Right to Buy) | $26.40 | 2008-05-06 | 2018-05-06 | 3,333 | 3,333 | Direct |
| Common Stock | Stock Option (Right to Buy) | $11.58 | 2009-05-05 | 2019-05-05 | 1,666 | 1,666 | Direct |
| Common Stock | Stock Option (Right to Buy) | $2.52 | 2010-05-06 | 2020-05-06 | 1,666 | 1,666 | Direct |
| Common Stock | Stock Option (Right to Buy) | $2.63 | 2011-05-05 | 2021-05-05 | 10,000 | 10,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $2.77 | 2012-05-09 | 2022-05-09 | 10,000 | 10,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $0.88 | 2013-05-08 | 2023-05-08 | 10,000 | 10,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $1.84 | 2014-05-07 | 2024-05-07 | 25,000 | 25,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-04-27 | 4,578 | 4,578 | Direct |
| 2018-05-06 | 3,333 | 3,333 | Direct |
| 2019-05-05 | 1,666 | 1,666 | Direct |
| 2020-05-06 | 1,666 | 1,666 | Direct |
| 2021-05-05 | 10,000 | 10,000 | Direct |
| 2022-05-09 | 10,000 | 10,000 | Direct |
| 2023-05-08 | 10,000 | 10,000 | Direct |
| 2024-05-07 | 25,000 | 25,000 | Direct |
Footnotes
- Vests immediately as to 25% on date noted and thereafter in cumulative installments of 1/36th per month.
- The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $1.68 to $1.73. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range.
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