Filing Details
- Accession Number:
- 0000904454-14-000532
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-20 11:09:39
- Reporting Period:
- 2014-06-18
- Filing Date:
- 2014-06-20
- Accepted Time:
- 2014-06-20 11:09:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1314102 | Psivida Corp. | PSDV | Laboratory Analytical Instruments (3826) | 262774444 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1410243 | Paul Ashton | C/O Psivida Corp. 480 Pleasant Street Watertown MA 02472 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-18 | 3,931 | $1.13 | 444,672 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-18 | 3,931 | $4.00 | 440,741 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-06-19 | 3,069 | $1.13 | 443,810 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-19 | 3,069 | $4.00 | 440,741 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-06-18 | 3,931 | $0.00 | 3,931 | $1.13 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-06-19 | 3,069 | $0.00 | 3,069 | $1.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 253,069 | 2018-11-18 | No | 4 | M | Direct | |
| 250,000 | 2018-11-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 16,781 | Indirect | By trust |
Footnotes
- Shares sold pursuant to a Rule 10b5-1 Sales Plan adopted by the Reporting Person with respect to the Common Stock of the Issuer.
- The option was granted on 11/18/2008 and vested in four equal annual installments beginning on the first anniversary of the date of grant.
- Shares held by the Paul Ashton Children's Irrevocable Trust, of which the Reporting Person's minor children are the beneficiaries. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
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