Filing Details
- Accession Number:
- 0001209191-14-042728
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-19 21:35:41
- Reporting Period:
- 2014-06-17
- Filing Date:
- 2014-06-19
- Accepted Time:
- 2014-06-19 21:35:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1269021 | Portola Pharmaceuticals Inc | PTLA | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1574589 | T John Curnutte | C/O Portola Pharmaceuticals, Inc. 270 East Grand Ave. South San Francisco CA 94080 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-17 | 20,000 | $8.50 | 20,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-17 | 10,000 | $27.00 | 10,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-06-17 | 10,000 | $28.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-06-18 | 10,000 | $8.50 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-18 | 10,000 | $30.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-06-17 | 20,000 | $0.00 | 20,000 | $8.50 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-06-18 | 10,000 | $0.00 | 10,000 | $8.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 183,682 | 2011-03-23 | 2021-03-23 | No | 4 | M | Direct |
| 173,682 | 2011-03-23 | 2021-03-23 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2014.
- These shares were sold in a single transaction at a price of $27.00.
- These shares were sold in a single transaction at a price of $28.00.
- These shares were sold in a single transaction at a price of $30.00.
Billionaire Hedge Funds
