Filing Details
- Accession Number:
- 0001144204-14-038628
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-19 17:59:50
- Reporting Period:
- 2014-06-17
- Filing Date:
- 2014-06-19
- Accepted Time:
- 2014-06-19 17:59:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1324948 | Rbc Bearings Inc | ROLL | Ball & Roller Bearings (3562) | 954372080 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1256535 | J Michael Hartnett | 102 Willenbrock Road One Tribology Center Oxford CT US 06478 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-17 | 9,743 | $14.50 | 406,972 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-06-17 | 5,900 | $62.52 | 401,072 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-06-18 | 231 | $14.50 | 401,303 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-06-18 | 140 | $62.56 | 401,163 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-06-18 | 4,976 | $31.91 | 406,139 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-06-18 | 3,724 | $62.56 | 402,415 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option for Common Stock | Disposition | 2014-06-18 | 4,976 | $31.91 | 20,000 | $31.91 |
Common Stock | Stock Option for Common Stock | Disposition | 2014-06-17 | 9,743 | $14.50 | 333,502 | $14.50 |
Common Stock | Stock Option for Common Stock | Disposition | 2014-06-18 | 231 | $14.50 | 333,502 | $14.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,024 | 2009-02-12 | 2015-02-12 | No | 4 | M | Direct |
231 | 2006-03-29 | 2015-08-10 | No | 4 | M | Direct |
0 | 2006-03-29 | 2015-08-10 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option for purchase of Common Stock | $20.37 | 2009-11-11 | 2015-11-11 | 100,000 | 100,000 | Direct |
Common | Stock Option for purchase of Common Stock | $22.73 | 2010-11-16 | 2016-11-16 | 100,000 | 100,000 | Direct |
Common Stock | Stock Option for purchase of Common Stock | $37.66 | 2012-10-06 | 2018-10-06 | 100,000 | 100,000 | Direct |
Common Stock | Stock Option for Commn Shares | $44.60 | 2012-06-04 | 2019-06-04 | 100,000 | 100,000 | Direct |
Common Stock | Stock Option for Common Stock | $51.08 | 2014-06-14 | 2020-06-14 | 100,000 | 100,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-11-11 | 100,000 | 100,000 | Direct |
2016-11-16 | 100,000 | 100,000 | Direct |
2018-10-06 | 100,000 | 100,000 | Direct |
2019-06-04 | 100,000 | 100,000 | Direct |
2020-06-14 | 100,000 | 100,000 | Direct |
Footnotes
- Options to purchase shares of common stock are subject to the following vesting schedule: 1/5 vest on 2/12/09, 1/5 vest on 2/12/10, 1/5 vest on 2/12/11, 1/5 vest on 2/12/12 and 1/5 vest on 2/12/13.
- Options to purchase shares of common stock are subject to the following vesting schedule: 1/3 vested on 11/11/09, 1/3 vest on 11/11/10 and 1/3 vest on 11/11/11.
- Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 11/16/2010, 1/5 vest on 11/16/2011, 1/5 vest on 11/16/2012, 1/5 vest on 11/16/2013 and 1/5 vest on 11/16/2014
- 21,000 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/3 lapse on 10/06/2014, 1/3 lapse on 10/06/2015 and 1/3 lapse on 10/06/2016. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
- Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 10/06/2012, 1/5 vest on 10/06/2013, 1/5 vest on 10/06/2014, 1/5 vest on 10/06/2015 and 1/5 vest on 10/06/2016. Options expire 7 years from grant date.
- 11,667 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 6/4/2015. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
- Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 6/4/2013, 1/5 vest on 6/4/2014, 1/5 vest on 6/4/2015, 1/5 vest on 6/4/2016 and 1/5 vest on 6/4/2017. Options expire 7 years from grant date.
- Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 6/14/2014, 1/5 vest on 6/14/2015, 1/5 vest on 6/14/2016, 1/5 vest on 6/14/2017 and 1/5 vest on 6/14/2018. Options expire 7 years from grant date.
- 23,334 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/2 vest on 6/14/2015, 1/2 vest on 6/14/2016. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
- Sales of shares related to an option exercise to cover exercise price plus applicable taxes.