Filing Details
- Accession Number:
- 0000895813-14-000159
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-19 18:20:05
- Reporting Period:
- 2014-06-17
- Filing Date:
- 2014-06-19
- Accepted Time:
- 2014-06-19 17:20:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1378549 | N Stephen Potter | 50 South La Salle Street Chicago IL 60603 | President / Asset Management | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-06-17 | 2,000 | $63.00 | 40,858 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2014-06-17 | 4,000 | $64.50 | 36,858 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 45,857 | Direct | |
Common Stock | 1,270 | Indirect | Spouse as Trustee for Son |
Common Stock | 1,270 | Indirect | Spouse as Trustee for Daughter |
Common Stock | 8,332 | Indirect | 401(k) as of 3-31-2014 |
Footnotes
- This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1.
- Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.