Filing Details
- Accession Number:
- 0001209191-14-042488
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-19 11:24:31
- Reporting Period:
- 2014-06-17
- Filing Date:
- 2014-06-19
- Accepted Time:
- 2014-06-19 11:24:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1428669 | Solarwinds Inc. | SWI | Services-Prepackaged Software (7372) | 731559348 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1431565 | Barton James Kalsu | C/O Solarwinds, Inc. 7171 Southwest Parkway, Building 400 Austin TX 78735 | Evp & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-17 | 10,000 | $4.35 | 77,394 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-06-17 | 12,000 | $4.48 | 89,394 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-17 | 22,000 | $40.13 | 67,394 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-06-17 | 10,000 | $0.00 | 10,000 | $4.35 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-06-17 | 12,000 | $0.00 | 12,000 | $4.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,338 | 2017-10-25 | No | 4 | M | Direct | |
| 12,000 | 2018-01-23 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to a 10b5-1 Trading Plan.
- This transaction was executed in multiple trades at prices ranging from $40.00 to $40.28, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.
- 1/4th of the shares subject to the grant vested and became exercisable on August 27, 2008 and 1/48th of the shares vested and became exercisable each month thereafter.
- 1/4th of the shares subject to the grant vested and became exercisable on January 23, 2009 and 1/48th of the shares vested and became exercisable each month thereafter.
Billionaire Hedge Funds
