Filing Details
- Accession Number:
- 0000820318-14-000027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-18 17:05:29
- Reporting Period:
- 2014-06-16
- Filing Date:
- 2014-06-18
- Accepted Time:
- 2014-06-18 17:05:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191458 | J Francis Kramer | 10491 Allante Court Gibsonia PA 15044 | President & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-16 | 3,000 | $8.44 | 386,862 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-16 | 3,000 | $14.21 | 383,862 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-06-17 | 7,500 | $8.44 | 391,362 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-17 | 7,500 | $14.33 | 383,862 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-06-17 | 2,500 | $8.44 | 386,362 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2014-06-16 | 3,000 | $0.00 | 3,000 | $8.44 |
| Common Stock | Option (right to buy) | Disposition | 2014-06-17 | 10,000 | $0.00 | 10,000 | $8.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,000 | 2014-08-13 | No | 4 | M | Direct | |
| 15,000 | 2014-08-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 285,401 | Indirect | By Spousal Limited Access Trust |
Footnotes
- Represents the weighted average of multiple sales transactions ranging in price from $14.20 to $14.23. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- Represents the weighted average of multiple sales transactions ranging in price from $14.30 to $14.40. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The reporting person disclaims beneficial ownership of shares owned by his spouse.
- The option vested in five equal annual installments beginning on August 13, 2004.
Billionaire Hedge Funds
