Filing Details
- Accession Number:
- 0001280263-14-000096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-18 16:53:38
- Reporting Period:
- 2014-06-16
- Filing Date:
- 2014-06-18
- Accepted Time:
- 2014-06-18 16:53:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280263 | Ambarella Inc | AMBA | Semiconductors & Related Devices (3674) | 980459628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1558645 | Leslie Kohn | 3101 Jay Street Santa Clara CA 95054 | Cto | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2014-06-16 | 3,764 | $0.00 | 867,352 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2014-06-16 | 2,761 | $26.55 | 864,591 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Restricted Stock Units | Disposition | 2014-06-16 | 764 | $0.00 | 764 | $0.00 |
| Ordinary Shares | Restricted Stock Units | Disposition | 2014-06-16 | 3,000 | $0.00 | 3,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,876 | 2022-08-27 | No | 4 | M | Direct | |
| 21,000 | 2023-08-26 | No | 4 | M | Direct |
Footnotes
- Each RSU represents a contingent right to receive one share of the Issuer's Ordinary Shares.
- The RSUs vest as to one-fourth of the RSUs each three months following September 15, 2012.
- On August 27, 2013 the reporting person was granted RSUs convertible into 24,000 Ordinary Shares based on Issuer's determination of the satisfaction of certain performance goals for the fiscal year ended January 31, 2014. The performance criteria were achieved, and the RSUs become eligible for time-based vesting commencing on March 15, 2014.
- The RSUs vested as to 1/8 of the RSUs on June 15, 2014 and 1/8 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2016.
Billionaire Hedge Funds
