Filing Details
- Accession Number:
- 0000945836-14-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-18 14:40:23
- Reporting Period:
- 2014-06-16
- Filing Date:
- 2014-06-18
- Accepted Time:
- 2014-06-18 14:40:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
728385 | Midwest Energy Emissions Corp. | MEEC | Measuring & Controlling Devices, Nec (3829) | 870398271 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1524386 | Richard Macpherson | 34 Cedarbank Terrace Halifax A5 B3P 2TR | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-16 | 346,518 | $1.10 | 18,225,871 | No | 4 | A | Indirect | By 3253517 Nova Scotia Limited |
Common Stock | Disposition | 2014-06-17 | 420,000 | $0.48 | 17,805,871 | No | 4 | S | Indirect | By 3253517 Nova Scotia Limited |
Commmon Stock | Disposition | 2014-06-17 | 40,000 | $0.92 | 17,766,871 | No | 4 | S | Indirect | By 3253517 Nova Scotia Limited |
Common Stock | Disposition | 2014-06-17 | 454,833 | $0.71 | 17,311,038 | No | 4 | S | Indirect | By 3253517 Nova Scotia Limited |
Commmon Stock | Disposition | 2014-06-17 | 130,000 | $0.33 | 17,181,038 | No | 4 | S | Indirect | By 3253517 Nova Scotia Limited |
Commmon Stock | Disposition | 2014-06-17 | 67,805 | $1.00 | 17,113,233 | No | 4 | S | Indirect | By 3253517 Nova Scotia Limited |
Common Stock | Disposition | 2014-06-17 | 150,000 | $1.00 | 16,963,233 | No | 4 | S | Indirect | By 3253517 Nova Scotia Limited |
Commmon Stock | Disposition | 2014-06-17 | 200,000 | $1.00 | 16,763,233 | No | 4 | S | Indirect | By 3253517 Nova Scotia Limited |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Indirect | By 3253517 Nova Scotia Limited |
No | 4 | S | Indirect | By 3253517 Nova Scotia Limited |
No | 4 | S | Indirect | By 3253517 Nova Scotia Limited |
No | 4 | S | Indirect | By 3253517 Nova Scotia Limited |
No | 4 | S | Indirect | By 3253517 Nova Scotia Limited |
No | 4 | S | Indirect | By 3253517 Nova Scotia Limited |
No | 4 | S | Indirect | By 3253517 Nova Scotia Limited |
No | 4 | S | Indirect | By 3253517 Nova Scotia Limited |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Acquisiton | 2014-06-16 | 346,518 | $0.00 | 346,518 | $1.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
346,518 | 2014-06-16 | 2019-06-16 | No | 4 | A | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Commmon Stock | 506,920 | Direct |
Footnotes
- Pursuant to a Debt Conversion Agreement entered into with the Issuer, certain debt due and owing to the Reporting Person in the amount of $381,169.35 was converted into 346,518 Units of the Issuer at a conversion price of $1.10 per Unit with each Unit consisting of one share of common stock, and a five-year warrant to purchase one additional share of common stock at an exercise price of $1.10 per share.
- The Reporting Person is the controlling principal of 3253517 Nova Scotia Limited.
- On June 17, 2014, 3253517 Nova Scotia Limited effected a transfer of 420,000, 40,000, 454,833 and 130,000 shares of common stock to three transferees in private transactions for consideration consisting of loan repayments.
- On June 17, 2014, 3253517 Nova Scotia Limited effected a transfer of 67,805, 150,000 and 200,000 shares of common stock to three purchasers in private sales transactions for cash consideration.