Filing Details

Accession Number:
0000945836-14-000019
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-18 14:40:23
Reporting Period:
2014-06-16
Filing Date:
2014-06-18
Accepted Time:
2014-06-18 14:40:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
728385 Midwest Energy Emissions Corp. MEEC Measuring & Controlling Devices, Nec (3829) 870398271
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1524386 Richard Macpherson 34 Cedarbank Terrace
Halifax A5 B3P 2TR
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-16 346,518 $1.10 18,225,871 No 4 A Indirect By 3253517 Nova Scotia Limited
Common Stock Disposition 2014-06-17 420,000 $0.48 17,805,871 No 4 S Indirect By 3253517 Nova Scotia Limited
Commmon Stock Disposition 2014-06-17 40,000 $0.92 17,766,871 No 4 S Indirect By 3253517 Nova Scotia Limited
Common Stock Disposition 2014-06-17 454,833 $0.71 17,311,038 No 4 S Indirect By 3253517 Nova Scotia Limited
Commmon Stock Disposition 2014-06-17 130,000 $0.33 17,181,038 No 4 S Indirect By 3253517 Nova Scotia Limited
Commmon Stock Disposition 2014-06-17 67,805 $1.00 17,113,233 No 4 S Indirect By 3253517 Nova Scotia Limited
Common Stock Disposition 2014-06-17 150,000 $1.00 16,963,233 No 4 S Indirect By 3253517 Nova Scotia Limited
Commmon Stock Disposition 2014-06-17 200,000 $1.00 16,763,233 No 4 S Indirect By 3253517 Nova Scotia Limited
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Indirect By 3253517 Nova Scotia Limited
No 4 S Indirect By 3253517 Nova Scotia Limited
No 4 S Indirect By 3253517 Nova Scotia Limited
No 4 S Indirect By 3253517 Nova Scotia Limited
No 4 S Indirect By 3253517 Nova Scotia Limited
No 4 S Indirect By 3253517 Nova Scotia Limited
No 4 S Indirect By 3253517 Nova Scotia Limited
No 4 S Indirect By 3253517 Nova Scotia Limited
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2014-06-16 346,518 $0.00 346,518 $1.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
346,518 2014-06-16 2019-06-16 No 4 A Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Commmon Stock 506,920 Direct
Footnotes
  1. Pursuant to a Debt Conversion Agreement entered into with the Issuer, certain debt due and owing to the Reporting Person in the amount of $381,169.35 was converted into 346,518 Units of the Issuer at a conversion price of $1.10 per Unit with each Unit consisting of one share of common stock, and a five-year warrant to purchase one additional share of common stock at an exercise price of $1.10 per share.
  2. The Reporting Person is the controlling principal of 3253517 Nova Scotia Limited.
  3. On June 17, 2014, 3253517 Nova Scotia Limited effected a transfer of 420,000, 40,000, 454,833 and 130,000 shares of common stock to three transferees in private transactions for consideration consisting of loan repayments.
  4. On June 17, 2014, 3253517 Nova Scotia Limited effected a transfer of 67,805, 150,000 and 200,000 shares of common stock to three purchasers in private sales transactions for cash consideration.