Filing Details

Accession Number:
0001181431-14-024353
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-18 12:46:41
Reporting Period:
2014-06-16
Filing Date:
2014-06-18
Accepted Time:
2014-06-18 12:46:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013857 Pegasystems Inc PEGA Services-Computer Processing & Data Preparation (7374) 042787865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1353196 A Efstathios Kouninis C/O Pegasystems Inc.
1 Rogers Street
Cambridge MA 02142
Vp Of Finance & Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-16 80 $0.00 197 No 4 M Direct
Common Stock Disposition 2014-06-16 68 $21.02 129 No 4 F Direct
Common Stock Disposition 2014-06-16 12 $21.02 117 No 4 S Direct
Common Stock Acquisiton 2014-06-16 150 $0.00 267 No 4 M Direct
Common Stock Disposition 2014-06-16 122 $21.03 145 No 4 F Direct
Common Stock Disposition 2014-06-16 28 $21.04 117 No 4 S Direct
Common Stock Acquisiton 2014-06-16 648 $0.00 765 No 4 M Direct
Common Stock Disposition 2014-06-16 439 $21.03 326 No 4 F Direct
Common Stock Disposition 2014-06-16 209 $21.03 117 No 4 S Direct
Common Stock Acquisiton 2014-06-16 280 $0.00 397 No 4 M Direct
Common Stock Disposition 2014-06-16 249 $21.04 148 No 4 F Direct
Common Stock Disposition 2014-06-16 31 $21.04 117 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option - Right to Acquire Disposition 2014-06-16 80 $0.00 1,606 $16.15
Common Stock Stock Option - Right to Acquire Disposition 2014-06-16 150 $0.00 2,998 $15.19
Common Stock Stock Option - Right to Acquire Disposition 2014-06-16 648 $0.00 12,942 $11.05
Common Stock Stock Option - Right to Acquire Disposition 2014-06-16 280 $0.00 2,810 $17.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
162 2010-12-15 2019-12-15 No 4 M Direct
1,500 2012-12-14 2021-12-14 No 4 M Direct
9,060 2013-12-12 2022-12-12 No 4 M Direct
844 2011-12-14 2020-12-14 No 4 M Direct
Footnotes
  1. Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
  2. All options vest 20% on December 15, 2010, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
  3. All options vest 20% on December 14, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
  4. All options vest 20% on December 12, 2013, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
  5. All share amounts and price data for this grant have been restated to reflect a 2-for-1 forward stock split of Pegasystems Inc.'s common stock that occurred on April 1, 2014.
  6. Represents the weighted average of sale prices on 6/16/2014, ranging from $21.03 to $21.04.
  7. All options vest 20% on December 14, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
  8. This stock option grant was previously reported as 1,405 options, but has been adjusted to reflect the 2-for-1 stock split that occurred on April 1, 2014.