Filing Details
- Accession Number:
- 0001578930-14-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-17 21:43:40
- Reporting Period:
- 2014-06-13
- Filing Date:
- 2014-06-17
- Accepted Time:
- 2014-06-17 20:43:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1024305 | Coty Inc. | COTY | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 133823358 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1578930 | E. James Shiah | Coty Inc. 350 Fifth Avenue New York NY 10118 | Svp, Chief Acct. & Compl. Off. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2014-06-13 | 25,000 | $0.00 | 25,000 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2014-06-16 | 9,276 | $16.99 | 15,724 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2014-06-17 | 3,767 | $16.91 | 11,957 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | IPO Units | Disposition | 2014-06-13 | 25,000 | $0.00 | 25,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Footnotes
- The transactions represent vesting and settlement of IPO Units on June 13, 2014. These shares were sold to pay withholding taxes pursuant to Mr. Shiah's 10b5-1 plan in multiple transactions at prices ranging from $16.96 to $17.18, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The transactions represent vesting and settlement of IPO Units on June 13, 2014. These shares were sold to pay withholding taxes pursuant to Mr. Shiah's 10b5-1 plan in multiple transactions at prices ranging from $16.87 to $17.03, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Upon vesting, each IPO Unit settles for one share of Class A common stock of Coty Inc.
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