Filing Details
- Accession Number:
- 0001209191-14-042131
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-17 18:42:11
- Reporting Period:
- 2014-06-13
- Filing Date:
- 2014-06-17
- Accepted Time:
- 2014-06-17 18:42:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1059790 | Pozen Inc | POZN | Pharmaceutical Preparations (2834) | 621657552 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1595590 | L Dennis Mcnamara | C/O Pozen Inc. 1414 Raleigh Road, Suite 400 Chapel Hill NC 27517 | Evp, Chief Business Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-13 | 4,400 | $5.78 | 90,993 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-06-13 | 4,400 | $9.17 | 86,593 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-06-16 | 10,700 | $5.78 | 97,293 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-06-16 | 10,700 | $9.01 | 86,593 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2014-06-13 | 4,400 | $0.00 | 4,400 | $5.78 |
Common Stock | Stock Option | Disposition | 2014-06-16 | 10,700 | $0.00 | 10,700 | $5.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
26,137 | 2015-01-03 | No | 4 | M | Direct | |
15,437 | 2015-01-03 | No | 4 | M | Direct |
Footnotes
- Excludes Restricted Stock Units which have not yet vested.
- The options vested in four equal annual installments, with the initial vesting date occurring on January 3, 2006.