Filing Details

Accession Number:
0001387652-14-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-17 16:44:07
Reporting Period:
2014-06-13
Filing Date:
2014-06-17
Accepted Time:
2014-06-17 15:44:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1348324 Ldr Holding Corp LDRH Surgical & Medical Instruments & Apparatus (3841) 203933262
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1387652 Robert Mcnamara 13785 Research Blvd., Suite 200
Austin TX 78750
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-13 22,000 $4.19 25,333 No 4 M Direct
Common Stock Disposition 2014-06-13 22,000 $24.52 3,333 No 4 S Direct
Common Stock Acquisiton 2014-06-16 12,443 $4.19 15,776 No 4 M Direct
Common Stock Acquisiton 2014-06-16 273 $4.19 16,049 No 4 M Direct
Common Stock Acquisiton 2014-06-16 5,284 $15.00 21,333 No 4 M Direct
Common Stock Disposition 2014-06-16 18,000 $24.81 3,333 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (right to buy) Disposition 2014-06-16 12,443 $0.00 12,443 $4.19
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-06-13 22,000 $0.00 22,000 $4.19
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-06-16 273 $0.00 273 $4.19
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-06-16 5,284 $0.00 5,284 $15.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,451 2013-04-23 2022-05-21 No 4 M Direct
20,771 2013-04-23 2022-05-21 No 4 M Direct
20,498 2013-04-23 2022-05-21 No 4 M Direct
53,236 2013-10-11 2023-10-08 No 4 M Direct
Footnotes
  1. Includes 3,333 shares acquired under the LDR Holding Corporation Amended and Restated 2013 Employee Stock Purchase Plan on May 30, 2014.
  2. The transaction indicated was conducted under an approved 10b5-1 Plan adopted by the reporting person on December 10, 2013.
  3. The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $24.01 to $24.74. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
  4. The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $24.55 to $25.04. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
  5. ISO becomes exercisable in combination with NQSO granted on the same date wherein 25% of the shares granted become exercisable upon one year from the vesting commencement date of April 23, 2012, then in thirty-six equal monthly installments thereafter.
  6. The option becomes exercisable in forty-eight equal monthly installments following the vesting commencement date of September 11, 2013.