Filing Details
- Accession Number:
- 0001127602-14-021022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-17 14:58:23
- Reporting Period:
- 2014-06-16
- Filing Date:
- 2014-06-17
- Accepted Time:
- 2014-06-17 13:58:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1288776 | Google Inc. | GOOG | Services-Computer Programming, Data Processing, Etc. (7370) | 770493581 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1468233 | Nikesh Arora | C/O Google Inc. 1600 Amphitheatre Parkway Mountain View CA 94043 | Svp And Chief Business Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-06-16 | 2,441 | $0.00 | 3,620 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2014-06-16 | 2,441 | $557.25 | 1,179 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2014-06-16 | 1,667 | $0.00 | 2,846 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2014-06-16 | 1,667 | $557.25 | 1,179 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2014-06-16 | 1,179 | $557.25 | 0 | No | 4 | S | Direct | |
Class C Capital Stock | Disposition | 2014-06-16 | 1,179 | $549.26 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option To Purchase Class A Common Stock | Disposition | 2014-06-16 | 2,441 | $0.00 | 2,441 | $287.66 |
Class A Common Stock | Option To Purchase Class A Common Stock | Disposition | 2014-06-16 | 1,667 | $0.00 | 0 | $282.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
14,644 | 2021-04-06 | No | 4 | M | Direct | |
4,999 | 2020-12-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Google Stock Unit | 2,500 | Direct | |
Class C Google Stock Unit | 2,500 | Direct | |
Class C Google Stock Unit | 34,581 | Direct | |
Class C Google Stock Unit | 7,323 | Direct | |
Class C Google Stock Unit | 1,463 | Direct | |
Class A Google Stock Unit | 34,581 | Direct | |
Class A Google Stock Unit | 7,323 | Direct | |
Class A Google Stock Unit | 1,463 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class C Capital Stock | Option to Purchase Class C Capital Stock | $316.94 | 2016-04-25 | 2022-04-04 | 69,162 | 69,162 | Direct |
Class C Capital Stock | Option to Purchase Class C Capital Stock | $281.61 | 2020-12-01 | 6,666 | 6,666 | Direct | |
Class C Capital Stock | Option to Purchase Class C Capital Stock | $286.52 | 2021-04-06 | 17,085 | 17,085 | Direct | |
Class A Common Stock | Option To Purchase Class A Common Stock | $318.21 | 2016-04-25 | 2022-04-04 | 69,162 | 69,162 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-04-04 | 69,162 | 69,162 | Direct |
2020-12-01 | 6,666 | 6,666 | Direct |
2021-04-06 | 17,085 | 17,085 | Direct |
2022-04-04 | 69,162 | 69,162 | Direct |
Footnotes
- The GSUs vest as follows: 1/4th of the GSUs vested on the one-year grant date anniversary (12/1/2011) and 1/16th vest each quarter thereafter, subject to continued employment with Google on the applicable vesting dates.
- On January 29, 2014, Google Inc. declared a stock dividend, as a result of which all holders of record of Class A Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding (the "Stock Dividend"). These GSUs were previously reported as GSUs entitling the Reporting Person to receive one share of Google Inc.'s Class A Common Stock for each share underlying the GSU as the GSU vests. As a result of the Stock Dividend, these GSUs were adjusted and each share underlying the GSU now corresponds to one share of Class A Common Stock and one share of Class C Capital Stock.
- This grant vest as follows: 1/4th of the grant vested on the one-year grant date anniversary (12/1/2011) and 1/16th vest each quarter thereafter, subject to continued employment with Google on the applicable vesting dates.
- 100% of this grant will vest on April 25, 2016, subject to continued employment with Google on such date.
- The Class C Google Stock Units ("Class C GSUs") entitle the Reporting Person to receive one share of Google Inc.'s Class C Capital Stock for each share underlying the Class C GSUs as the Class C GSUs vest. This grant vest as follows: 1/48th of the GSUs vested on the vesting start date (1/6/2012) and 1/48th of the GSU vest each month thereafter, subject to continued employment with Google on the applicable vesting dates.
- 100% of the grant will vest on December 25, 2014, subject to continued employment with Google on such date.
- 100% of GSUs will vest on April 25, 2016, subject to continued employment with Google on such date.
- The Google Stock Units ("GSUs") entitle the Reporting Person to receive one share of Google Inc.'s Class A Common Stock for each share underlying the GSU as the GSU vests. The GSUs vest as follows: 1/48th of the GSUs vested on the vesting start date (1/6/2012) and 1/48th of the GSU vest each month thereafter, subject to continued employment with Google on the applicable vesting dates.
- 100% of the grant will vest on December 25, 2014, subject to continued employment with Google on such date.
- The option provided for vesting as follows: 1/48th of the option shall vest on the vesting start date (1/6/12) and 1/48th each month thereafter until the option is fully vested, subject to continued employment with Google on the applicable vesting dates.
- The option provided for vesting as follows: 1/4th of the option vested on 12/1/2011 and 1/48th of the grant vest each month thereafter, subject to continued employment with Google on the applicable vesting dates.
- On January 29, 2014, Google Inc. declared a stock dividend, as a result of which all holders of record of Class A Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding (the "Stock Dividend"). This option was previously reported as an option for 69,162 shares of Class A Common Stock at an exercise price of $635.15 per share, but was adjusted to reflect the Stock Dividend. As a result of adjustment, the option now entitles the Reporting Person to exercise a portion of the option for 69,162 shares of Class C Capital Stock, and the exercise price has been adjusted so that the portion of the option covering Class A Common Stock now has an exercise price of $318.2102 and the portion of the option covering Class C Capital Stock has an exercise price of $316.9399 per share.
- On January 29, 2014, Google Inc. declared a stock dividend, as a result of which all holders of record of Class A Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding (the "Stock Dividend"). This option was previously reported as an option for 6,666 shares of Class A Common Stock at an exercise price of $564.35 per share, but was adjusted to reflect the Stock Dividend. As a result of adjustment, the option now entitles the Reporting Person to exercise a portion of the option for 6,666 shares of Class C Capital Stock, and the exercise price has been adjusted so that the portion of the option covering Class A Common Stock now has an exercise price of $282.7394 and the portion of the option covering Class C Capital Stock has an exercise price of $281.6107 per share.
- On January 29, 2014, Google Inc. declared a stock dividend, as a result of which all holders of record of Class A Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding (the "Stock Dividend"). This option was previously reported as an option for 17,065 shares of Class A Common Stock at an exercise price of $574.18 per share, but was adjusted to reflect the Stock Dividend. As a result of adjustment, the option now entitles the Reporting Person to exercise a portion of the option for 17,065 shares of Class C Capital Stock, and the exercise price has been adjusted so that the portion of the option covering Class A Common Stock now has an exercise price of $287.6642 and the portion of the option covering Class C Capital Stock has an exercise price of $286.5159 per share.
- The option provided for vesting as follows: 1/48th of the option shall vest on the vesting start date (1/6/12) and 1/48th each month thereafter until the option is fully vested, subject to continued employment with Google on the applicable vesting dates.