Filing Details

Accession Number:
0001209191-14-041736
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-16 19:58:46
Reporting Period:
2014-06-12
Filing Date:
2014-06-16
Accepted Time:
2014-06-16 19:58:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1401708 Nanostring Technologies Inc NSTG Biological Products, (No Disgnostic Substances) (2836) 200094687
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575831 Barney Saunders 530 Fairview Avenue N.
Suite 2000
Seattle WA 98109
Svp & Gm, Life Sciences No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-12 17,764 $1.92 18,929 No 4 M Direct
Common Stock Acquisiton 2014-06-12 10,236 $2.24 29,165 No 4 M Direct
Common Stock Disposition 2014-06-12 28,000 $15.04 1,165 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2014-06-12 17,764 $0.00 17,764 $1.92
Common Stock Employee Stock Option (right to buy) Disposition 2014-06-12 10,236 $0.00 10,236 $2.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,517 2022-02-28 No 4 M Direct
50,232 2020-12-06 No 4 M Direct
Footnotes
  1. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $14.96 to $15.245, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  2. This option is subject to an early exercise provision and is immediately exercisable. 15% of the shares subject to the option vested on March 1, 2012 (the "Vesting Commencement Date") and 1/48th of the remaining shares subject to the option vested on the one month anniversary of the Vesting Commencement Date and each month thereafter, such that the option will be fully vested on March 1, 2016.
  3. 25% of the shares subject to the option vest on the one-year anniversary of September 20, 2010 (the "Vesting Commencement Date") and 1/48th of the total shares subject to the option vested on the one month anniversary of the Vesting Commencement Date and each month thereafter, such that the option will be fully vested on September 20, 2014.