Filing Details
- Accession Number:
- 0001225208-14-015129
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-16 19:12:53
- Reporting Period:
- 2014-06-12
- Filing Date:
- 2014-06-16
- Accepted Time:
- 2014-06-16 19:12:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1094348 | Mattersight Corp | MATR | Services-Management Consulting Services (8742) | 364304577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207703 | T Andrew Sheehan | 755 Page Mill Road, Suite A-200 Palo Alto CA 94304-1005 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-06-12 | 5,853 | $5.12 | 0 | No | 4 | S | Indirect | By Ltd Partnership (SHAI) |
Common Stock | Disposition | 2014-06-12 | 14,847 | $5.12 | 0 | No | 4 | S | Indirect | By Ltd Partnership (SHQP) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Ltd Partnership (SHAI) |
No | 4 | S | Indirect | By Ltd Partnership (SHQP) |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2014-06-12 | 8,854 | $5.82 | 8,854 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2014-06-12 | 22,418 | $5.82 | 22,418 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | S | Indirect | ||
0 | No | 4 | S | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,443,889 | Indirect | By Ltd Partnership (SHV) |
Common Stock | 17,768 | Indirect | By Trust (Trustees) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | $0.00 | 735,514 | 735,514 | Indirect | ||
Common Stock | Series B Preferred Stock | $0.00 | 2,717 | 2,717 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
735,514 | 735,514 | Indirect | |
2,717 | 2,717 | Indirect |
Footnotes
- Shares sold by Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- Shares sold by Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
- Convertible on a one-for-one basis into shares of Common Stock.
- Immediate.
- Not applicable.
- The price per share is equal to the price paid for each share of Common Stock plus $0.70 per share accrued dividend through the transaction date.