Filing Details
- Accession Number:
- 0001246360-14-002942
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-16 18:56:09
- Reporting Period:
- 2014-06-12
- Filing Date:
- 2014-06-16
- Accepted Time:
- 2014-06-16 18:56:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
911326 | Synageva Biopharma Corp | GEVA | Biological Products, (No Disgnostic Substances) (2836) | 561808663 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1384243 | D Barry Quart | 33 Hayden Ave Lexington MA 02421 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-12 | 1,000 | $23.00 | 1,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-06-12 | 1,000 | $83.31 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-06-12 | 1,000 | $0.00 | 1,000 | $23.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,375 | 2021-12-20 | No | 4 | M | Direct |
Footnotes
- The stock option exercise and sale of shares of common stock ("Shares") reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 10, 2014.
- The reporting person previously transferred an option to purchase 5,625 Shares of the original 15,000 granted under this stock option, which transfer was not reported as permitted under Rule 16a-12 of the Securities Exchange Act.
- The stock option granted the reporting person an option to purchase 15,000 Shares. 1/36 of such Shares vested and became exercisable on 12/02/2011, and 1/36 of the remainder of such Shares vested and became exercisable monthly thereafter.
- This transaction was executed in multiple trades through a broker-dealer at prices ranging from $83.30 to $83.33. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.