Filing Details
- Accession Number:
- 0000098246-14-000184
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-16 17:19:56
- Reporting Period:
- 2014-06-12
- Filing Date:
- 2014-06-16
- Accepted Time:
- 2014-06-16 17:19:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 98246 | Tiffany & Co | TIF | Retail-Jewelry Stores (5944) | 133228013 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1016753 | Joseph Michael Kowalski | Tiffany &Amp; Co. 727 Fifth Avenue New York NY 10022 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par | Acquisiton | 2014-06-12 | 79,507 | $43.37 | 277,225 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Disposition | 2014-06-12 | 79,507 | $98.94 | 197,718 | No | 4 | S | Direct | |
| Common Stock $.01 Par | Acquisiton | 2014-06-13 | 10,493 | $43.37 | 208,211 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Disposition | 2014-06-13 | 10,493 | $98.75 | 197,718 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par | Employee Stock Option (Right to Buy) | Disposition | 2014-06-12 | 79,507 | $0.00 | 79,507 | $43.37 |
| Common Stock $.01 Par | Employee Stock Option (Right to Buy) | Disposition | 2014-06-13 | 10,493 | $0.00 | 10,493 | $43.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,493 | 2020-01-20 | No | 4 | M | Direct | |
| 0 | 2020-01-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $.01 Par | 42,572 | Indirect | By Kowalski Family Foundation |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $98.7000 to $99.085 per share. The reporting person's broker has provided to the issuer and issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $98.7200 to $98.7800 per share. The reporting person's broker has provided to the issuer and issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Options granted under 16(b) Plan on January 20, 2010. The option vested in four equal annual installments on January 20, 2011, 2012, 2013 and 2014.
- Total grant 90,000 shares. 0 shares previously exercised.
- Total grant 90,000 shares. 79,507 shares previously exercised.
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