Filing Details
- Accession Number:
- 0001228379-14-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-16 16:58:22
- Reporting Period:
- 2014-06-13
- Filing Date:
- 2014-06-16
- Accepted Time:
- 2014-06-16 16:58:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1032208 | Sempra Energy | SRE | Gas & Other Services Combined (4932) | 330732627 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1301094 | A Mark Snell | 101 Ash St. San Diego CA 92101 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-16 | 27,900 | $61.41 | 89,143 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-06-16 | 35,800 | $43.75 | 124,943 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-16 | 63,700 | $102.06 | 61,243 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Shares | Disposition | 2014-06-13 | 6,985 | $100.34 | 6,985 | $0.00 |
| Common Stock | Employee Stock Option (1/2/2008 - 27,900) | Disposition | 2014-06-16 | 27,900 | $0.00 | 27,900 | $61.41 |
| Common Stock | Employee Stock Option (1/2/2009 - 35,800) | Disposition | 2014-06-16 | 35,800 | $0.00 | 35,800 | $43.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | I | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,479 | Indirect | 401(k) savings plan 06/13/2014 |
Footnotes
- Sold in accordance with a written instruction and plan for trading securities pursuant to Rule 10b5-1(c) under the Securities Exchange Act of 1934.
- Weighted average of sales prices. Actual prices range from $102.00 to $102.19. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy.
- Phantom shares of Sempra Energy Common Stock acquired under Sempra Energy multi-fund deferred compensation and excess savings plans. Total includes any additional shares accrued as dividend equivalents since the date of the last report of phantom share acquisitions. Plan payouts are in cash and limited intra-plan transfers are permitted based on the then market value of the shares of Sempra Energy Common Stock to which the phantom shares relate.
- Conversion of Derivative Security is 1 for 1.
- Date Exercisable is Immediate.
- Expiration date is Not Applicable.
- Employee stock options to purchase Sempra Energy Common Stock granted on the date and as to the original number of shares indicated parenthetically. Exercisable in cumulative installments as to one-fourth of the original grant on each of the first four anniversaries of the original grant date. Expire ten years from original grant date or following earlier termination of employment.
- Not applicable.
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