Filing Details
- Accession Number:
- 0001209191-14-041641
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-16 16:45:52
- Reporting Period:
- 2014-06-13
- Filing Date:
- 2014-06-16
- Accepted Time:
- 2014-06-16 16:45:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1000209 | Medallion Financial Corp | TAXI | Finance Services (6199) | 043291176 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185920 | Jr P Lowell Weicker | C/O Medallion Financial Corp. 437 Madison Avenue New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-13 | 5,000 | $7.17 | 12,600 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-06-13 | 2,500 | $12.66 | 10,100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-06-13 | 2,500 | $12.66 | 7,600 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock(right to buy) | Disposition | 2014-06-13 | 5,000 | $0.00 | 5,000 | $7.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
18,000 | 2010-06-11 | 2020-06-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,250 | Indirect | See footnote |
Common Stock | 2,300 | Indirect | See footnote |
Common Stock | 300 | Indirect | See footnote |
Footnotes
- Represents shares beneficially owned by the Lowell P. Weicker Estate for Lowell P. Weicker, Jr. of which Mr. Weicker is the income beneficiary.
- These shares are held by Bank of New York Mellon Wealth Management in an Individual Retirement Account for the benefit of Mr. Weicker's spouse.
- These shares are held by Mr. Weicker's spouse.
- One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested.