Filing Details

Accession Number:
0001437749-14-011209
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-16 08:30:18
Reporting Period:
2014-06-13
Filing Date:
2014-06-16
Accepted Time:
2014-06-16 08:30:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1285550 Mri Interventions Inc. MRIC Surgical & Medical Instruments & Apparatus (3841) 582394628
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1540174 K. Andrew Rooke C/O Mri Interventions, Inc.
One Commerce Square, Ste 2550
Memphis TN 38103
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-13 30,000 $0.73 340,102 No 4 P Indirect By Withington Foundation
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Withington Foundation
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 945,569 Direct
Common Stock 186,304 Indirect By trust
Common Stock 186,304 Indirect By trust
Common Stock 186,304 Indirect By trust
Common Stock 186,304 Indirect By trust
Common Stock 104,077 Indirect By trust
Common Stock 104,077 Indirect By trust
Common Stock 104,077 Indirect By trust
Common Stock 104,077 Indirect By trust
Common Stock 104,077 Indirect By trust
Common Stock 104,077 Indirect By trust
Common Stock 104,077 Indirect By trust
Common Stock 104,077 Indirect By trust
Common Stock 500,000 Indirect By Payne Partners LLC
Common Stock 2,058,207 Indirect By Rooke Fiduciary Management