Filing Details

Accession Number:
0000950142-14-001344
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-13 17:40:27
Reporting Period:
2014-06-11
Filing Date:
2014-06-13
Accepted Time:
2014-06-13 17:40:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1487730 Spectrum Brands Holdings Inc. SPB Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 272166630
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
109177 Harbinger Group Inc. 450 Park Avenue
30Th Floor
New York NY 10022
No No Yes Yes
1233569 Philip Falcone 450 Park Avenue
30Th Floor
New York NY 10022
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock (Par Value $0.01 Per Share) Acquisiton 2014-06-11 50,000 $75.90 30,943,186 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Represents purchase of 50,000 shares of common stock, par value $0.01 per share ("Shares"), by HGI Funding LLC ("HGIF"), a wholly owned subsidiary of Harbinger Group Inc. from David R. Lumley, on June 11, 2014, at a price of $75.90.
  2. The Shares are owned by Harbinger Group Inc., which is the Reporting Person, or HGIF, a wholly owned subsidiary (together "HGI").
  3. Mr. Philip Falcone is the Chief Executive Officer and Chairman of the Board of Directors of HGI and the portfolio manager of certain controlling persons of HGI. Mr. Falcone does not own any Shares directly; however, as a result of Mr. Falcone's position with HGI and his relationship with HGI's controlling persons, Mr. Falcone may be deemed to beneficially own Shares directly owned by HGI.