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Home > Insider Trading > Filing (0001140361-14-025506)

Filing Details

Accession Number:: 0001140361-14-025506
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-06-13 12:08:23
Reporting Period:: 2014-06-10

Filing Date:: 2014-06-13
Accepted Time:: 2014-06-13 12:08:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1302946	Two Rivers Water & Farming Co	TURV	Agricultural Production-Crops (100)	134228144

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1217437	R John Mckowen	2000 S Colorado Blvd. Ste 1-3100 Denver CO 80222	Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-06-10	500,000	$0.00	2,670,672	No	4	M	Direct
Common Stock	Disposition	2014-06-10	100,000	$1.25	2,570,672	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2014-06-10	500,000	$0.00	500,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,980,948			No	4	M	Direct

Footnotes

Restricted stock units convert into common stock on a one-for-one basis.
Transfer of shares into an LLC controlled by John McKowen.
On October 13, 2010, the reporting person was granted 2,480,948 restricted stock units, of which 500,000 shares vested on May 2, 2014.
Private sale of shares solely to pay tax obligations from vesting of restricted stock units.