Filing Details

Accession Number:
0001127602-14-020738
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-12 20:46:16
Reporting Period:
2014-06-12
Filing Date:
2014-06-12
Accepted Time:
2014-06-12 19:46:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288776 Google Inc. GOOG Services-Computer Programming, Data Processing, Etc. (7370) 770493581
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1295030 C David Drummond C/O Google Inc.
1600 Amphitheatre Parkway
Mountain View CA 94043
Svp, Corporate Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class C Capital Stock Disposition 2014-06-12 145 $557.40 21,332 No 4 S Direct
Class A Common Stock Disposition 2014-06-12 145 $567.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class C Capital Stock 2,090 Indirect By Spouse
Class A Common Stock 2,090 Indirect By Spouse
Class C Google Stock Unit 625 Direct
Class C Google Stock Unit 4,323 Direct
Class C Google Stock Unit 22,478 Direct
Class C Google Stock Unit 5,492 Direct
Class C Google Stock Unit 1,072 Direct
Class A Google Stock Unit 625 Direct
Class A Google Stock Unit 4,323 Direct
Class A Google Stock Unit 22,478 Direct
Class A Google Stock Unit 5,492 Direct
Class A Google Stock Unit 1,072 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 21,332 21,332 Direct
Class C Capital Stock Option to Purchase Class C Capital Stock $316.94 2016-04-25 2022-04-04 44,955 44,955 Direct
Class C Capital Stock Option to Purchase Class C Capital Stock $316.93 2015-04-25 2022-04-04 8,646 8,646 Direct
Class C Capital Stock Option to Purchase Class C Capital Stock $153.98 2017-03-01 30,000 30,000 Direct
Class C Capital Stock Option to Purchase Class C Capital Stock $281.61 2020-12-01 9,998 9,998 Direct
Class C Capital Stock Option to Purchase Class C Capital Stock $286.52 2021-04-06 29,288 29,288 Direct
Class C Capital Stock Option to Purchase Class C Capital Stock $159.14 2019-03-04 34,138 34,138 Direct
Class A Common Stock Option To Purchase Class A Common Stock $318.21 2016-04-25 2022-04-04 44,955 44,955 Direct
Class A Common Stock Option To Purchase Class A Common Stock $318.21 2015-04-25 2022-04-04 8,646 8,646 Direct
Class A Common Stock Option To Purchase Class A Common Stock $159.78 2019-03-04 34,138 34,138 Direct
Class A Common Stock Option To Purchase Class A Common Stock $282.74 2020-12-01 9,998 9,998 Direct
Class A Common Stock Option To Purchase Class A Common Stock $287.66 2021-04-06 29,288 29,288 Direct
Class A Common Stock Option To Purchase Class A Common Stock $154.59 2017-03-01 30,000 30,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
21,332 21,332 Direct
2022-04-04 44,955 44,955 Direct
2022-04-04 8,646 8,646 Direct
2017-03-01 30,000 30,000 Direct
2020-12-01 9,998 9,998 Direct
2021-04-06 29,288 29,288 Direct
2019-03-04 34,138 34,138 Direct
2022-04-04 44,955 44,955 Direct
2022-04-04 8,646 8,646 Direct
2019-03-04 34,138 34,138 Direct
2020-12-01 9,998 9,998 Direct
2021-04-06 29,288 29,288 Direct
2017-03-01 30,000 30,000 Direct
Footnotes
  1. This stock was received by the Reporting Person pursuant to a stock dividend declared by Google Inc. on January 29, 2014. As a result of the dividend, all holders of record of Class A Common Stock and Class B Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding and one share of Class C Capital Stock for each share of Class B Common Stock outstanding.
  2. On January 29, 2014, Google Inc. declared a stock dividend, as a result of which all holders of record of Class A Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding (the "Stock Dividend"). These GSUs were previously reported as GSUs entitling the Reporting Person to receive one share of Google Inc.'s Class A Common Stock for each share underlying the GSU as the GSU vests. As a result of the Stock Dividend, these GSUs were adjusted and each share underlying the GSU now corresponds to one share of Class A Common Stock and one share of Class C Capital Stock.
  3. This grant vest as follows: 1/4th of the grant vested on 12/1/2011 and 1/16th of the vest each quarter thereafter, subject to the Reporting Person's continued employment with Google on the applicable vesting dates.
  4. 100% of the grant will vest on April 25, 2015, subject to the Reporting Person's continued employment with Google on such date.
  5. 100% of the grant will vest on April 25, 2016, subject to the Reporting Person's continued employment with Google on such date.
  6. The Class C Google Stock Units ("Class C GSUs") entitle the Reporting Person to receive one share of Google Inc.'s Class C Common Stock for each share underlying the Class C GSU as the Class C GSU vests. This grant vests as follows: 1/48th of the grant vested on the vesting start date (1/6/2012) and 1/48th of the grant vests each month thereafter, subject to the Reporting Persons's continued employment with Google on the applicable vesting dates.
  7. 100% of the grant will vest on December 25, 2014, subject to continued employment with Google on such date.
  8. The Google Stock Units ("GSUs") entitle the Reporting Person to receive one share of Google Inc.'s Class A Common Stock for each share underlying the GSU as the GSU vests.The GSUs vest as follows: 1/48th of the GSUs shall vest on the vesting start date (1/6/2012) and 1/48th each month thereafter, subject to the Reporting Persons's continued employment with Google on the applicable vesting dates.
  9. All shares are exercisable as of the transaction date.
  10. There is no expiration date for Google Inc.'s Class B Common Stock.
  11. On January 29, 2014, Google Inc. declared a stock dividend, as a result of which all holders of record of Class A Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding (the "Stock Dividend"). This option was previously reported as an option for 44,955 shares of Class A Common Stock at an exercise price of $635.15 per share, but was adjusted to reflect the Stock Dividend. As a result of adjustment, the option now entitles the Reporting Person to exercise a portion of the option for 44,955 shares of Class C Capital Stock, and the exercise price has been adjusted so that the portion of the option covering Class A Common Stock now has an exercise price of $318.2102 and the portion of the option covering Class C Capital Stock has an exercise price of $316.9399 per share.
  12. On January 29, 2014, Google Inc. declared a stock dividend, as a result of which all holders of record of Class A Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding (the "Stock Dividend"). This option was previously reported as an option for 8,646 shares of Class A Common Stock at an exercise price of $635.15 per share, but was adjusted to reflect the Stock Dividend. As a result of adjustment, the option now entitles the Reporting Person to exercise a portion of the option for 8,646 shares of Class C Capital Stock, and the exercise price has been adjusted so that the portion of the option covering Class A Common Stock now has an exercise price of $318.2102 and the portion of the option covering Class C Capital Stock has an exercise price of $316.9399 per share.
  13. On January 29, 2014, Google Inc. declared a stock dividend, as a result of which all holders of record of Class A Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding (the "Stock Dividend"). This option was previously reported as an option for 30,000 shares of Class A Common Stock at an exercise price of $308.57 per share, but was adjusted to reflect the Stock Dividend. As a result of adjustment, the option now entitles the Reporting Person to exercise a portion of the option for 30,000 shares of Class C Capital Stock, and the exercise price has been adjusted so that the portion of the option covering Class A Common Stock now has an exercise price of $154.5936 and the portion of the option covering Class C Capital Stock has an exercise price of $153.9765 per share.
  14. The option is fully vested.
  15. On January 29, 2014, Google Inc. declared a stock dividend, as a result of which all holders of record of Class A Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding (the "Stock Dividend"). This option was previously reported as an option for 9,998 shares of Class A Common Stock at an exercise price of $564.35 per share, but was adjusted to reflect the Stock Dividend. As a result of adjustment, the option now entitles the Reporting Person to exercise a portion of the option for 9,998 shares of Class C Capital Stock, and the exercise price has been adjusted so that the portion of the option covering Class A Common Stock now has an exercise price of $282.7394 and the portion of the option covering Class C Capital Stock has an exercise price of $281.6107 per share.
  16. The option vests as follows: 1/4th of the option vested on the one-year grant date anniversary and 1/48th of the grant vest each month thereafter, subject to the Reporting Person's continued employment with Google on the applicable vesting dates.
  17. On January 29, 2014, Google Inc. declared a stock dividend, as a result of which all holders of record of Class A Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding (the "Stock Dividend"). This option was previously reported as an option for 29,288 shares of Class A Common Stock at an exercise price of $574.18 per share, but was adjusted to reflect the Stock Dividend. As a result of adjustment, the option now entitles the Reporting Person to exercise a portion of the option for 29,288 shares of Class C Capital Stock, and the exercise price has been adjusted so that the portion of the option covering Class A Common Stock now has an exercise price of $287.6642 and the portion of the option covering Class C Capital Stock has an exercise price of $286.5159 per share.
  18. The option provided for vesting as follows: 1/48th of the option shall vest on the vesting start date (1/6/12) and 1/48th each month thereafter, subject to the Reporting Person's continued employment with Google on the applicable vesting dates.
  19. On January 29, 2014, Google Inc. declared a stock dividend, as a result of which all holders of record of Class A Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding (the "Stock Dividend"). This option was previously reported as an option for 34,138 shares of Class A Common Stock at an exercise price of $318.92 per share, but was adjusted to reflect the Stock Dividend. As a result of adjustment, the option now entitles the Reporting Person to exercise a portion of the option for 34,138 shares of Class C Capital Stock, and the exercise price has been adjusted so that the portion of the option covering Class A Common Stock now has an exercise price of $159.779 and the portion of the option covering Class C Capital Stock has an exercise price of $159.1411 per share.