Filing Details
- Accession Number:
- 0000904454-14-000514
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-12 19:31:55
- Reporting Period:
- 2014-06-10
- Filing Date:
- 2014-06-12
- Accepted Time:
- 2014-06-12 19:31:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1499807 | K2M Group Holdings Inc. | KTWO | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1212983 | Wcas Management Corp | C/O Welsh, Carson, Anderson &Amp; Stowe 320 Park Avenue, Suite 2500 New York NY 10022 | No | No | Yes | No | |
| 1212994 | M Jonathan Rather | C/O Welsh, Carson, Anderson &Amp; Stowe 320 Park Avenue, Suite 2500 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-06-10 | 660 | $15.00 | 17,914 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The securities reported as directly beneficially owned by the designated Reporting Person may also be deemed to be indirectly beneficially owned by Jonathan M. Rather, who is the sole controlling stockholder of WCAS Management Corporation. Mr. Rather may also be deemed to indirectly beneficially own 21,879,386 shares of Common Stock held by Welsh, Carson, Anderson & Stowe XI, L.P. and 330,372 shares of Common Stock held by WCAS Capital Partners IV, L.P. Mr. Rather is a managing member of the respective sole general partners of such entities. Mr. Rather may also be deemed to indirectly beneficially own 73,734 shares of Common Stock held by WCAS XI Co-Investors LLC.
- Pursuant to Instruction 4(b)(iv) of Form 4, Mr. Rather has elected to report as indirectly beneficially owned the entire number of securities owned by such entities, however he disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him.
- Shares sold pursuant to the exercise of the underwriters' over-allotment option in connection with the Issuer's initial public offering.
Billionaire Hedge Funds
