Filing Details
- Accession Number:
- 0001140361-14-025439
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-12 19:58:23
- Reporting Period:
- 2014-06-12
- Filing Date:
- 2014-06-12
- Accepted Time:
- 2014-06-12 18:58:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1172136 | Us Geothermal Inc | HTM | Electric Services (4911) | 841472231 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1427911 | H John Walker | C/O U.s. Geothermal Inc. 390 E. Parkcenter Blvd., Suite 250 Boise ID 83706 | Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2014-06-12 | 100,000 | $0.31 | 116,757 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-06-12 | 100,000 | $0.66 | 16,757 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Stock Option (Right to Buy) | Disposition | 2014-06-12 | 100,000 | $0.00 | 100,000 | $0.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-08-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 33,500 | Indirect | Father |
Common Stock | 31,400 | Indirect | Spouse |
Footnotes
- The options vest as follows: 25% on 8/24/12; 25% on 2/24/13; 25% on 8/24/13; 25% on 2/24/14