Filing Details
- Accession Number:
- 0001140361-14-025395
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-12 16:59:31
- Reporting Period:
- 2014-06-10
- Filing Date:
- 2014-06-12
- Accepted Time:
- 2014-06-12 16:59:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1036188 | Qad Inc | QADA | Services-Prepackaged Software (7372) | 770105228 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1424612 | Kara Bellamy | 2425 Santa Barbara Street Santa Barbara CA 93105 | Svp/Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock ($0.001 Par Value) | Acquisiton | 2014-06-10 | 7,200 | $9.80 | 17,696 | No | 4 | M | Direct | |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2014-06-10 | 3,138 | $22.49 | 14,558 | No | 4 | D | Direct | |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2014-06-10 | 1,526 | $22.49 | 13,032 | No | 4 | F | Direct | |
| Class A Common Stock ($0.001 Par Value) | Acquisiton | 2014-06-10 | 3,375 | $9.95 | 16,407 | No | 4 | M | Direct | |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2014-06-10 | 1,494 | $22.49 | 14,913 | No | 4 | D | Direct | |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2014-06-10 | 707 | $22.49 | 14,206 | No | 4 | F | Direct | |
| Class A Common Stock ($0.001 Par Value) | Acquisiton | 2014-06-10 | 1,125 | $12.85 | 15,331 | No | 4 | M | Direct | |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2014-06-10 | 643 | $22.49 | 14,688 | No | 4 | D | Direct | |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2014-06-10 | 181 | $22.49 | 14,507 | No | 4 | F | Direct | |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2014-06-11 | 216 | $22.06 | 14,291 | No | 4 | S | Direct | |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2014-06-11 | 2,495 | $22.20 | 11,796 | No | 4 | S | Direct | |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2014-06-11 | 140 | $22.18 | 11,656 | No | 4 | F | Direct | |
| Class A Common Stock ($0.001 Par Value) | Acquisiton | 2014-06-11 | 3,000 | $0.00 | 14,656 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Appreciation Right (Right to Buy) | Disposition | 2014-06-10 | 7,200 | $0.00 | 7,200 | $9.80 |
| Class A Common Stock | Stock Appreciation Right (Right to Buy) | Disposition | 2014-06-10 | 3,375 | $0.00 | 3,375 | $9.95 |
| Class A Common Stock | Stock Appreciation Right (Right to Buy) | Disposition | 2014-06-10 | 1,125 | $0.00 | 1,125 | $12.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-10-15 | 2017-10-15 | No | 4 | M | Direct |
| 1,125 | 2012-06-07 | 2019-06-07 | No | 4 | M | Direct |
| 3,375 | 2013-06-12 | 2020-06-12 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.20 to $22.24 inclusive. The reporting person undertakes to provide to QAD Inc., any security holder of QAD Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
Billionaire Hedge Funds
